-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6jBIHVzAmGLbOWSMYKy6b8zsDSQ3n/ZkB2NXoWzWNo+YpQkC5rs1YNBJpT4jDZB 7VnG34k2ShmwrLLSOU0mig== 0000029924-07-000019.txt : 20070103 0000029924-07-000019.hdr.sgml : 20070101 20070103151014 ACCESSION NUMBER: 0000029924-07-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LI DAVID KP CENTRAL INDEX KEY: 0001114824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07564 FILM NUMBER: 07503878 MAIL ADDRESS: STREET 1: 538 COMMONS DRIVE CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-29 0000029924 DOW JONES & CO INC DJ 0001114824 LI DAVID KP DOW JONES & COMPANY, INC. 200 LIBERTY STREET NEW YORK NY 10281 1 0 0 0 Stock Equivalent Units 2006-12-29 4 A 0 640 0 A Common Stock 640 13002 D Phantom Stock 2006-12-29 4 A 0 999 0 A Common Stock 421 34136 D 1-for-1 The stock equivalent units were accrued under the Dow Jones & Company deferred compensation plan for non-employee directors and are to be settled upon the reporting person's retirement in cash or shares of Common Stock, or a combination of cash and shares of Common Stock, as the reporting person may elect. The total number of stock equivalent units has been reduced by the number of stock equivalent units, if any, that were converted as of January 2003 into units of phantom stock under the Dow Jones Deferred Compensation Program. 2.37 to 1. Numbers reflect rounding adjustments. Immediately The units of phantom stock were accrued under the Dow Jones Deferred Compensation Program and are to be settled in cash or in the form of an annuity at separation of service, or during services as a director, as the reporting person may elect. Mia Israeli**Attorney in Fact 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----