-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VF4+Cxz9/ou7ytiXDgwiNLiSxLeWl+CAfdEgwubZC2qe3NUN/K+v8iEuE6QICVpv cAfoyUELTG3XITx4IOelkQ== 0000029924-02-000031.txt : 20020807 0000029924-02-000031.hdr.sgml : 20020807 20020807132304 ACCESSION NUMBER: 0000029924-02-000031 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020807 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07564 FILM NUMBER: 02721558 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 8-K 1 form8k080702seccerts.txt FORM 8K SEC CERTIFICATIONS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2002 DOW JONES & COMPANY, INC. (Exact name of registrant as specified in its charter) Delaware 1-7564 13-5034940 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification No.) 200 Liberty Street, New York, New York 10281 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (212) 416-2000 PAGE 2 Item 7. Financial Statements and Exhibits. Exhibits (furnished pursuant to Item 9) 99.1 Statement Under Oath of Chief Executive Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Chief Financial Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings 99.3 Statement Pursuant to Section 1350(a) of title 18, United States Code Item 9. Regulation FD Disclosure. The exhibits attached to this Form 8-K are hereby furnished pursuant to Item 9. PAGE 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DOW JONES & COMPANY, INC. Dated: August 7, 2002 By: /s/ Robert Perrine ------------------------ Robert Perrine Chief Accounting Officer and Controller PAGE 4 EXHIBIT INDEX Exhibit No. Description - ---------- ----------- 99.1 Statement Under Oath of Chief Executive Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Chief Financial Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings 99.3 Statement Pursuant to Section 1350(a) of title 18, United States Code Exhibit 99.1 Statement Under Oath of Chief Executive Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings I, Peter R. Kann, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Dow Jones & Company, Inc. ("Dow Jones" or the "Company"), and, except as corrected or supplemented in a subsequent covered report: no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": the Annual Report on Form 10-K for the year ended December 31, 2001 of Dow Jones; all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Dow Jones filed with the Commission subsequent to the filing of the Form 10-K identified above; and any amendments to any of the foregoing. /s/ Peter R. Kann ------------------------ Peter R. Kann Chief Executive Officer, Dow Jones & Company, Inc. Dated: August 7, 2002 Subscribed and sworn to before me this 7th day of August 2002. /s/Cynthia C. Lavertu - --------------------- Notary Public My Commission Expires: October 5, 2003 Exhibit 99.2 Statement Under Oath of Chief Financial Officer of Dow Jones & Company, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings I, Christopher W. Vieth, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Dow Jones & Company, Inc. ("Dow Jones" or the "Company"), and, except as corrected or supplemented in a subsequent covered report: no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": the Annual Report on Form 10-K for the year ended December 31, 2001 of Dow Jones; all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Dow Jones filed with the Commission subsequent to the filing of the Form 10-K identified above; and any amendments to any of the foregoing. /s/ Christopher W. Vieth --------------------------- Christopher W. Vieth Chief Financial Officer, Dow Jones & Company, Inc. Dated: August 7, 2002 Subscribed and sworn to before me this 7th day of August 2002. /s/Gail Elen - ------------ Notary Public My Commission Expires: May 31, 2006 Exhibit 99.3 Statement Pursuant to Section 1350(a) of title 18, United States Code The undersigned, Peter R. Kann and Christopher W. Vieth, certify that: (1) The accompanying Quarterly Report on Form 10-Q of Dow Jones & Company, Inc. (the "Company") for the Quarterly Period Ended June 30, 2002 (the "Form 10-Q"), which is being filed today with the Securities and Exchange Commission, fully complies with the requirements of section 13(a) or 15(d) of the Securities and Exchange Act of 1934. (2) The information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Peter R. Kann ------------------------ Peter R. Kann Chief Executive Officer, Dow Jones & Company, Inc. Dated: August 7, 2002 /s/ Christopher W. Vieth ----------------------------- Christopher W. Vieth Chief Financial Officer, Dow Jones & Company, Inc. Dated: August 7, 2002 -----END PRIVACY-ENHANCED MESSAGE-----