-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHXsrT0KGeyh25FTqfrDvlP91eSI6M+Bcydv/bHVah8IpGV2okoCCYnxU8OFxR7s EJzsumQwW7bokSd6VyFKhg== 0001277029-04-000002.txt : 20040129 0001277029-04-000002.hdr.sgml : 20040129 20040129190747 ACCESSION NUMBER: 0001277029-04-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040119 FILED AS OF DATE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK PHILLIP H CENTRAL INDEX KEY: 0001277029 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 04553837 BUSINESS ADDRESS: STREET 1: C/O DOW CHEMICAL CORP STREET 2: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896382176 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 5176361000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 3 1 edgar.xml PRIMARY DOCUMENT X0201 3 2004-01-19 0 0000029915 DOW CHEMICAL CO /DE/ DOW 0001277029 COOK PHILLIP H 2030 DOW CENTER MIDLAND MI 48674 0 1 0 0 Senior Vice President Common Stock 5159 D Common Stock 81 I by Spouse Common Stock 15 I by Son Common Stock 1.6675 I by IRA Common Stock 2864.491 I by 401(k) Common Stock 750.573 I by 401(k) ESOP Common Stock 770.852 I by Spouse 401(k) Plan Common Stock 30.136 I by Spouse 401(k) Plan ESOP Deferred Stock 0 Common Stock 6870 D Deferred Stock 0 2006-03-14 Common Stock 10000 D Deferred Stock - Performance Shares 0 2007-04-16 Common Stock 3175 D Deferred Stock - Performance Shares 0 2008-04-16 Common Stock 3500 D Employee Step Stock Option (right to buy) 31.1042 2004-08-16 Common Stock 9000 D Non-Qualified Stock Option (right to buy) 30.5208 2008-02-27 Common Stock 18000 D Non-Qualified Stock Option (right to buy) 31.1042 2009-02-16 Common Stock 15000 D Non-Qualified Stock Option (right to buy) 36.0208 2010-02-16 Common Stock 33000 D Non-Qualified Stock Option (right to buy) 33.94 2011-03-02 Common Stock 12700 D Non-Qualified Stock Option (right to buy) 30.425 2012-02-15 Common Stock 14000 D Non-Qualified Stock Option (right to buy) 27.40 2013-02-14 Common Stock 22000 D Phantom Stock Units 0 Common Stock 1822.003 D Granted under The Dow Chemical Company Award and Option Plan, a Rule 16b-3 plan. The Plan provides for tax withholding rights. The shares to be delivered in 2 installments beginning on January 31, following retirement. The shares to be delivered in one installment upon vesting on March 14, 2006. The award vests, if at all, upon the Company's common stock reaching and maintaining a market price of $55 per share for a specified time period before December 31, 2005. Delivery of vested shares will be in two equal installments on April 16, 2006 and April 16, 2007. The award vests, if at all, upon the Company's common stock reaching and maintaining a market price of $55 per share for a specified time period before December 31, 2006. Delivery of vested shares will be in two equal installments on April 16, 2007 and April 16, 2008. The options vest, if at all, upon achieving the performance criteria of market price of Company stock of $50/share (adjusted for May 23, 2000 stock split) on or before February 16, 2004. The options vest in three equal annual installments beginning on February 27, 1999. The options vest in three equal annual installments beginning on February 16, 2000. The options vest in three equal annual installments beginning on February 16, 2001. The options vest in three equal annual installments beginning on March 2, 2002. The options vest in three equal annual installments beginning on February 15, 2003. The options vest in three equal annual installments beginning on February 14, 2004. The phantom stock units were accrued under the Elective Deferral Plan of The Dow Chemical Company, a Rule 16b-3 exempt plan, and are to be settled entirely in cash in 10 installments beginning in January following retirement. Phillip H. Cook, Senior Vice President 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----