0001225208-17-003212.txt : 20170214 0001225208-17-003212.hdr.sgml : 20170214 20170214161452 ACCESSION NUMBER: 0001225208-17-003212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ungerleider Howard I CENTRAL INDEX KEY: 0001514396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 17609003 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2017-02-10 0000029915 DOW CHEMICAL CO /DE/ DOW 0001514396 Ungerleider Howard I 2030 DOW CENTER MIDLAND MI 48674 1 Vice Chairman & CFO Common 2017-02-10 4 A 0 16960.0000 0.0000 A 81067.0000 D Common 250.9330 I By 401(k) Plan Common 2389.3570 I By 401(k) Plan ESOP Common 86938.9183 I By Trust Non-Qualified Stock Option (right to buy) 61.1900 2017-02-10 4 A 0 86220.0000 0.0000 A 2027-02-10 Common 86220.0000 86220.0000 D Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. Deferred shares to be delivered in one installment on or about February 10, 2020 contingent upon continuation of employment. The options vest in three equal annual installments beginning on February 10, 2018. /s/ Howard I Ungerleider 2017-02-14