0001225208-17-002177.txt : 20170201 0001225208-17-002177.hdr.sgml : 20170201 20170201162036 ACCESSION NUMBER: 0001225208-17-002177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVERIS ANDREW N CENTRAL INDEX KEY: 0001269971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 17565160 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2017-01-30 0000029915 DOW CHEMICAL CO /DE/ DOW 0001269971 LIVERIS ANDREW N 2030 DOW CENTER MIDLAND MI 48674 1 1 CEO and Chairman Common 2017-01-30 4 M 0 460000.0000 43.5900 A 651710.0810 D Common 2017-01-30 4 F 0 59647.0000 61.4750 D 592063.0810 D Common 2017-01-30 4 F 0 326172.0000 61.4750 D 265891.0810 D Common 1583.9420 I By 401(k) Plan Common 3301.9750 I By 401(k) Plan ESOP Common 744299.5000 I By Trust Non-Qualified Stock Option (right to buy) 43.5900 2017-01-30 4 M 0 460000.0000 0.0000 D 2017-02-16 Common 460000.0000 0.0000 D Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. The options vested in three equal annual installments beginning on February 16, 2008. /s/ Andrew N. Liveris 2017-01-31