0001225208-14-013450.txt : 20140521 0001225208-14-013450.hdr.sgml : 20140521 20140521164058 ACCESSION NUMBER: 0001225208-14-013450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitterling James R CENTRAL INDEX KEY: 0001490029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 14861236 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2014-05-19 0000029915 DOW CHEMICAL CO /DE/ DOW 0001490029 Fitterling James R 2030 DOW CENTER MIDLAND MI 48674 1 Executive Vice President Common 2014-05-19 4 M 0 72000.0000 27.7900 A 261473.9490 D Common 2014-05-19 4 S 0 72000.0000 49.4059 D 189473.9490 D Common 1091.4320 I By 401(k) Plan Common 2908.7880 I By 401(k) Plan ESOP Non-Qualified Stock Option (right to buy) 27.7900 2014-05-19 4 M 0 72000.0000 0.0000 D 2020-02-12 Common 72000.0000 43700.0000 D The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 28, 2014. The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $49.62 to $48.91. Full information regarding the aggregated transactions will be made available upon request. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. The options vest in three equal annual installments beginning on February 10, 2013. /s/ James R Fitterling 2014-05-21