0001225208-14-013450.txt : 20140521
0001225208-14-013450.hdr.sgml : 20140521
20140521164058
ACCESSION NUMBER: 0001225208-14-013450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140519
FILED AS OF DATE: 20140521
DATE AS OF CHANGE: 20140521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/
CENTRAL INDEX KEY: 0000029915
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 381285128
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674-2030
BUSINESS PHONE: 989-636-1000
MAIL ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674-2030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fitterling James R
CENTRAL INDEX KEY: 0001490029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03433
FILM NUMBER: 14861236
MAIL ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674
4
1
doc4.xml
X0306
4
2014-05-19
0000029915
DOW CHEMICAL CO /DE/
DOW
0001490029
Fitterling James R
2030 DOW CENTER
MIDLAND
MI
48674
1
Executive Vice President
Common
2014-05-19
4
M
0
72000.0000
27.7900
A
261473.9490
D
Common
2014-05-19
4
S
0
72000.0000
49.4059
D
189473.9490
D
Common
1091.4320
I
By 401(k) Plan
Common
2908.7880
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (right to buy)
27.7900
2014-05-19
4
M
0
72000.0000
0.0000
D
2020-02-12
Common
72000.0000
43700.0000
D
The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 28, 2014.
The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $49.62 to $48.91. Full information regarding the aggregated transactions will be made available upon request.
Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
The options vest in three equal annual installments beginning on February 10, 2013.
/s/ James R Fitterling
2014-05-21