0001225208-14-005111.txt : 20140219 0001225208-14-005111.hdr.sgml : 20140219 20140219155919 ACCESSION NUMBER: 0001225208-14-005111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haller Heinz CENTRAL INDEX KEY: 0001364520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 14625598 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2014-02-14 0000029915 DOW CHEMICAL CO /DE/ DOW 0001364520 Haller Heinz 2030 DOW CENTER MIDLAND MI 48674 1 Executive Vice President Common 2014-02-14 4 M 0 171800.0000 9.5300 A 539854.8008 D Common 2014-02-14 4 A 0 17040.0000 0.0000 A 556894.8008 D Common 2014-02-14 4 A 0 7096.0000 0.0000 A 563990.8008 D Non-Qualified Stock Option (right to buy) 9.5300 2014-02-14 4 M 0 171800.0000 0.0000 D 2019-02-13 Common 171800.0000 0.0000 D Non-Qualified Stock Option (right to buy) 46.7100 2014-02-14 4 A 0 83100.0000 0.0000 A 2024-02-14 Common 83100.0000 83100.0000 D Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. Deferred shares to be delivered in one installment on or about February 14, 2017 contingent upon continuation of employment. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. 2011 Performance Shares vested upon meeting or exceeding specified Company performance criteria between January 1, 2011 and December 31, 2013. Performance shares earned were settled in cash or stock at the election of the reporting person, and delivered in one installment on February 25, 2014. The options vested in three equal annual installments beginning on February 13, 2010. The options vest in three equal annual installments beginning on February 14, 2015. /s/ Heinz Haller 2014-02-19