0001225208-14-003192.txt : 20140204 0001225208-14-003192.hdr.sgml : 20140204 20140204094215 ACCESSION NUMBER: 0001225208-14-003192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVERIS ANDREW N CENTRAL INDEX KEY: 0001269971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 14570348 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2014-01-31 0000029915 DOW CHEMICAL CO /DE/ DOW 0001269971 LIVERIS ANDREW N 2030 DOW CENTER MIDLAND MI 48674 1 1 President and CEO Common 2014-01-31 4 M 0 90000.0000 43.4900 A 354110.0770 D Common 2014-01-31 4 F 0 1149.0000 45.3200 D 352961.0770 D Common 2014-01-31 4 F 0 86366.0000 45.3200 D 266595.0770 D Common 2014-01-31 5 J 0 2485.0000 0.0000 D 264110.0770 D Common 2014-01-31 5 J 0 2485.0000 0.0000 A 639786.5000 I By Trust Common 1189.3180 I By 401(k) Plan Common 2044.0590 I By 401(k) Plan ESOP Common 2000.0000 I By Son Non-Qualified Stock Option (right to buy) 43.4900 2014-01-31 4 M 0 90000.0000 0.0000 D 2014-02-13 Common 90000.0000 0.0000 D Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Change in form of ownership. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. The options vested in three equal annual installments beginning on February 13, 2005. /s/ Andrew N. Liveris 2014-02-03