-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRig3H6GDIcaCdWz/PBifWY1QJ90pCJtIrKWOS9OuL/D2km6vLfBqZ4d2RZY5fWd 9xer9Kz3WtqCDV7hyoNOWA== 0000950131-96-000644.txt : 19960228 0000950131-96-000644.hdr.sgml : 19960228 ACCESSION NUMBER: 0000950131-96-000644 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960227 SROS: NYSE GROUP MEMBERS: DOW CHEMICAL CO /DE/ GROUP MEMBERS: DOWELANCO GROUP MEMBERS: ROFAN SERVICES INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MYCOGEN CORP CENTRAL INDEX KEY: 0000813742 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 953802654 STATE OF INCORPORATION: CA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39279 FILM NUMBER: 96525861 BUSINESS ADDRESS: STREET 1: 5501 OBERLIN DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194538030 MAIL ADDRESS: STREET 1: 5501 OBERLIN DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 5176361000 SC 13D/A 1 SCHEDULE 13 D AM. NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- SCHEDULE 13D UNDER THE SECURITIES ACT OF 1934 MYCOGEN CORPORATION - -------------------------------------------------------------------------------- (NAME OF SUBJECT COMPANY) Common Stock, par value $.001 per share (Including the Associated Rights) - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 628452 10 4 - -------------------------------------------------------------------------------- (CUSIP NUMBER OF CLASS OF SECURITIES) John Scriven J. Pedro Reinhard Louis W. Pribila Vice President and President Vice President, Secretary General Counsel Rofan Services Inc. and General Counsel The Dow Chemical Company 2030 Dow Center DowElanco 2030 Dow Center Midland, MI 48674 9330 Zionsville Road Midland, MI 48674 (517) 636-1000 Indianapolis, IN 46236 (517) 636-1000 (317) 337-3000 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS January 15, 1996 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b) (3) or (4), check the following box [_] Check the following box if a fee is being paid with the statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) CUSIP NO.: 628452 10 4 13D 1 NAME OF REPORTING PERSONS S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS The Dow Chemical Company (#38-1285128) Rofan Services Inc. (#38-2853855) DowElanco (#35-1781118) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (_) (b) (_) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) (_) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Dow Chemical Company - Delaware Rofan Services Inc. - Delaware DowElanco - Indiana - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 9,502,348 * ------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY O EACH ------------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------------------ WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,502,348 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (_) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 36.58% - -------------------------------------------------------------------------------- Page 2 of 21 Pages 14 TYPE OF REPORTING PERSON The Dow Chemical Company CO Rofan Services Inc. CO DowElanco PN - -------------------------------------------------------------------------------- * The power to vote is pursuant to an irrevocable proxy contained in the Stock Purchase Agreement dated January 15, 1996 among DowElanco, The Lubrizol Corporation and AGC Holdings, Inc. DowElanco is an Indiana general partnership whose 60% general partner is Rofan Services Inc., a wholly-owned subsidiary of The Dow Chemical Company. Page 3 of 21 Pages ITEM 1. SECURITY AND ISSUER. This statement relates to the common stock, $.001 par value per share (the "Common Stock") of Mycogen Corporation, a California corporation ("Mycogen") whose principal executive offices are located at 5501 Oberlin Drive, San Diego, California 92121-1718. ITEM 2. IDENTITY AND BACKGROUND. The Dow Chemical Company, a Delaware corporation ("TDCC"), is engaged in the manufacture and sale of chemicals, plastic materials, pharmaceuticals, agricultural and consumer products and other specialized products. TDCC's principal business and executive offices are located at 2030 Dow Center, Midland, Michigan 48674. Rofan Services Inc., a Delaware corporation ("Rofan") is a wholly-owned subsidiary of TDCC and the 60% general partner of DowElanco. Rofan's principal executive offices are located at 2030 Dow Center, Midland, Michigan 48674. Rofan has no significant independent operations other than its partnership interests in DowElanco and other entities. DowElanco, an Indiana general partnership ("DowElanco") is engaged in the manufacture and sale of agricultural chemicals and seed. DowElanco's principal business and executive offices are located at 9330 Zionsville Road, Indianapolis, Indiana 46268. DowElanco's remaining 40% general partner is EPCO, Inc., an Indiana corporation and a wholly-owned subsidiary of Eli Lilly and Company, an Indiana corporation. The principal business and executive offices of EPCO, Inc. and Eli Lilly and Company are located at Lilly Corporate Center, Indianapolis, Indiana 46285. A list of certain of TDCC's executive officers, all having business addresses which are the same as TDCC's principal executive offices, is set forth below: Chairman of the Board Frank P. Popoff President and CEO William S. Stavropoulos Financial Vice President, Treasurer and Chief Financial Officer J. Pedro Reinhard Executive Vice President Enrique C. Falla Group Vice President Anthony J. Carbone Group Vice President Michael D. Parker Page 4 of 21 Pages A list of TDCC's directors, their addresses and their principal occupation or employment is noted below: Jacqueline K. Barton Enrique C. Falla California Institute of Technology The Dow Chemical Company Division of Chem. & Chem. Engr. 2020 Dow Center Mail Code 127-72 Midland, MI 48674 Pasadena, CA 91125 Barbara H. Franklin David T. Buzzelli Barbara Franklin Enterprises The Dow Chemical Company 2600 Virginia Avenue NW 2020 Dow Center Washington, DC 20037 Midland, MI 48674 Allan D. Gilmour Anthony J. Carbone The Dow Chemical Company The Dow Chemical Company 2020 Dow Center 2020 Dow Center Midland, MI 48674 Midland, MI 48674 William J. Neely Fred P. Corson The Dow Chemical Company The Dow Chemical Company 2030 Dow Center 2020 Dow Center Midland, MI 48674 Midland, MI 48674 Michael D. Parker Willie D. Davis The Dow Chemical Company All Pro Broadcasting, Inc. 2020 Dow Center 161 N. LaBrea Avenue Midland, MI 48674 Inglewood, CA 90301 Frank P. Popoff Michael L. Dow The Dow Chemical Company Michael L. Dow, Associates 2020 Dow Center General Aviation Building Midland, MI 48674 Capital City Airport Lansing, MI 48906 J. Pedro Reinhard The Dow Chemical Company Joseph L. Downey 2020 Dow Center The Dow Chemical Company Midland, MI 48674 2020 Dow Center Midland, MI 48674 Harold T. Shapiro Princeton University 1 Nassau Hall Princeton, NJ 08544 Page 5 of 21 Pages William S. Stavropoulos Paul G. Stern The Dow Chemical Company Thayer Capital Partners 2020 Dow Center 901 Fifteenth Street, N.W. Midland, MI 48674 Washington, DC 20005 A list of certain of Rofan's executive officers, all having business addresses which, are the same as Rofan's principal executive offices, is set forth below: President J. Pedro Reinhard Vice President Robert W. Dupree, Jr. Vice President J. Frank Whitley, Jr. Treasurer Henry Kahn Vice President and Secretary Eric P. Blackhurst Vice President Murray N. Trask A list of Rofan's directors, their addresses and their principal occupation or employment is noted below: Henry Kahn The Dow Chemical Company 2030 Dow Center Midland, MI 48674 J. Pedro Reinhard The Dow Chemical Company 2020 Dow Center Midland, MI 48674 Eric P. Blackhurst The Dow Chemical Company DOC Center 235 North Main Street Midland, MI 48640 Of the foregoing executive officers and directors of TDCC and Rofan, all are United States citizens except J. Pedro Reinhard and Michael D. Parker who are citizens of Brazil and Great Britain, respectively. During the last five years, none of the foregoing persons or entities have been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future Page 6 of 21 Pages -----END PRIVACY-ENHANCED MESSAGE-----