The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 53,410 | 2,937,864 | SH | SOLE | 2,937,864 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 226,496 | 4,573,833 | SH | SOLE | 4,573,833 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 229,723 | 4,027,402 | SH | SOLE | 4,027,402 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 18,618 | 678,000 | SH | SOLE | 678,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 20,657 | 392,351 | SH | SOLE | 392,351 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 9,349 | 98,260 | SH | SOLE | 98,260 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 5,321 | 98,661 | SH | SOLE | 98,661 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,376 | 23,750 | SH | SOLE | 23,750 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 8,153 | 69,551 | SH | SOLE | 69,551 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,790 | 23,635 | SH | SOLE | 23,635 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 8,404 | 304,712 | SH | SOLE | 304,712 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 7,922 | 101,042 | SH | SOLE | 101,042 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,807 | 50,534 | SH | SOLE | 50,534 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 2,915 | 89,380 | SH | SOLE | 89,380 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 179 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 9,052 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 123,651 | 19,847,683 | SH | SOLE | 19,847,683 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 600 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |