The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 46,859 | 2,937,864 | SH | SOLE | 2,937,864 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 16,272 | 678,000 | SH | SOLE | 678,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 13,185 | 260,938 | SH | SOLE | 260,938 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,155 | 38,756 | SH | SOLE | 38,756 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 4,129 | 78,448 | SH | SOLE | 78,448 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 5,385 | 94,572 | SH | SOLE | 94,572 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3,172 | 31,320 | SH | SOLE | 31,320 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,566 | 82,563 | SH | SOLE | 82,563 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,005 | 145,283 | SH | SOLE | 145,283 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 4,357 | 58,647 | SH | SOLE | 58,647 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 13,740 | 210,032 | SH | SOLE | 210,032 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 7,729 | 248,665 | SH | SOLE | 248,665 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 200 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 10,629 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 133,610 | 18,178,238 | SH | SOLE | 18,178,238 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 1,500 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |