The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 12,242 | 428,500 | SH | SOLE | 428,500 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 54,487 | 3,338,482 | SH | SOLE | 3,338,482 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 100,726 | 413,812 | SH | SOLE | 413,812 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 155,861 | 3,765,656 | SH | SOLE | 3,765,656 | 0 | 0 | ||
ISHARES TR | PUT | 464287954 | 452 | 1,129,000 | SH | Put | SOLE | 1,129,000 | 0 | 0 | |
ISHARES TR | PUT | 464287954 | 124 | 1,129,000 | SH | Put | SOLE | 1,129,000 | 0 | 0 | |
ISHARES TR | CALL | 464287904 | 1,095 | 1,129,000 | SH | Call | SOLE | 1,129,000 | 0 | 0 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 58,482 | 1,969,090 | SH | SOLE | 1,969,090 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 11,241 | 777,950 | SH | SOLE | 777,950 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 15,126 | 291,103 | SH | SOLE | 291,103 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 6,603 | 83,323 | SH | SOLE | 83,323 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 4,328 | 78,778 | SH | SOLE | 78,778 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 3,004 | 55,829 | SH | SOLE | 55,829 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 8,615 | 96,122 | SH | SOLE | 96,122 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,472 | 84,295 | SH | SOLE | 84,295 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 8,044 | 326,079 | SH | SOLE | 326,079 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3,033 | 44,527 | SH | SOLE | 44,527 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 33,218 | 607,054 | SH | SOLE | 607,054 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 313,426 | 1,296,220 | SH | SOLE | 1,296,220 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 2,121 | 667,000 | SH | Put | SOLE | 667,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 634 | 667,000 | SH | Put | SOLE | 667,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 2,201 | 667,000 | SH | Call | SOLE | 667,000 | 0 | 0 | |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 463 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 25,518 | 306,600 | SH | SOLE | 306,600 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 7,103 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 126,874 | 17,670,356 | SH | SOLE | 17,670,356 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 148 | 14,674 | SH | SOLE | 14,674 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 9 | 1,798 | SH | SOLE | 1,798 | 0 | 0 | ||
OLD REPUBLIC INTL CORP | COM | 680223104 | 242 | 12,375 | SH | SOLE | 12,375 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 2,790 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |