-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoomEWJeLTjxVCa+gl9iPHmi6MSfddg3AOmIocUk2Cb2HTt6Ru762wsb+Bo9Je6p UkPXE3W+JR3pjL3AyG7c3w== 0000950136-96-000268.txt : 19960513 0000950136-96-000268.hdr.sgml : 19960513 ACCESSION NUMBER: 0000950136-96-000268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960510 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DONNKENNY INC CENTRAL INDEX KEY: 0000029693 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 510228891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21940 FILM NUMBER: 96559471 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 5402286181 MAIL ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 COMPANY DATA: COMPANY CONFORMED NAME: RUBIN RICHARD CENTRAL INDEX KEY: 0000936420 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR, FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2127307770 MAIL ADDRESS: STREET 1: 1411 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 4 1 FORM 4 FORM 4 OMB APPROVAL [ ] Check this box if no longer subject OMB Number 3235-0287 to Section 16. Form 4 or Form 5 Expires: February 1, 1994 obligations may continue. See Estimated average burden Instruction 1(b). hours per response .... 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 _______________________________________________________________________________ 1. Name and Address of Reporting Person Rubin Richard - ----------------------------------------------------- (Last) (First) (Middle) c/o Donnkenny, Inc., 1411 Broadway - ----------------------------------------------------- (Street) New York New York 10018 - ----------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Donnkenny, Inc. (DNKY) _______________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) _______________________________________________________________________________ 4. Statement for Month/Year April 1996 _______________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) _______________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] 10% Owner [X] Director [X] Officer (give title below) [ ] Other (specify below) President and Chief Executive Officer -------------------------------------------------- -------------------------------------------------- _______________________________________________________________________________ Page 1 FORM 4 (continued)
TABLE I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. - --------------------- -------- ---------- ------------------------------ ----------- ---------- ---------- Amount of Owner- Securities ship Trans- Trans- Securities Acquired (A) Beneficially Form: action action or Disposed of (D) Owned at Direct Nature of Date Code (Instr. 3, 4 and 5) End of (D) or Indirect Title of (Month/ (Instr. 8) ---------------------------- Month Indirect Beneficial Security Day/ ---------- Amount (A) or Price (Instr. (I) Ownership (Instr. 3) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) - --------------------- -------- ---- ---- ----------- ------ --------- ----------- ---------- ---------- Common Stock, $.01 par value per share 4/19/96 A 75,000(1) A (1) 704,640(2)(3) D
Explanation of Responses: (1) Restricted stock granted pursuant to the Company's 1996 Restricted Stock Plan (the "Restricted Stock Plan"). The shares vest on April 19, 1997 provided Mr. Rubin is still an employee of the Company. (2) Share amounts reflect the two-for-one stock split effected in December 1995. (3) Includes 75,000 shares of restricted stock granted pursuant to the Restricted Stock Plan which vest on April 19, 1997. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 2 FORM 4 (continued)
TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g.,puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. - ---------- -------- -------- -------- ---------- ------------ -------------- ------ ---------- --------- -------- Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership (Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) - ---------- -------- -------- ---- --- ---- ---- ------- ----- ----- ------ ------ ---------- -------- --------- Options to purchase common 4/19/ Common 50,000(2) N/A 50,000(2)(5) D stock $8.3125(4) 4/19/95 (5) (5) 10/19/95 2005 Stock Options to purchase common 4/19/ Common 25,000 N/A 25,000(6) D stock $18.0625 4/19/96 A 25,000 10/19/96 2006 Stock
Explanation of Responses: (4) Exercise price reflects the two-for-one stock split effected in December 1995. (5) Previously reported. Granted pursuant to the Company's 1992 Stock Option Plan. (6) Granted pursuant to the Company's 1992 Stock Option Plan. /s/ Richard Rubin 5/10/96 ---------------------------------------- -------------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 3 -----END PRIVACY-ENHANCED MESSAGE-----