-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUt9Ty3HhyRCdqw4ZfavN6y84rMcMVC4ENpxuLxWT3dkZJmobPDlKXLgsDlUZzib o3q+lzDuvpaHm0Ui2Q36ag== 0000002969-06-000132.txt : 20061003 0000002969-06-000132.hdr.sgml : 20061003 20061003092514 ACCESSION NUMBER: 0000002969-06-000132 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060929 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR PRODUCTS & CHEMICALS INC /DE/ CENTRAL INDEX KEY: 0000002969 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 231274455 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 18195-1501 BUSINESS PHONE: 6104814911 MAIL ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 18195-1501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon Robert D CENTRAL INDEX KEY: 0001373774 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04534 FILM NUMBER: 061122442 BUSINESS ADDRESS: BUSINESS PHONE: 610-481-8657 MAIL ADDRESS: STREET 1: 7201 HAMILTON BOULEVARD CITY: ALLENTOWN STATE: PA ZIP: 18195-1501 3 1 dix346.xml X0202 3 2006-09-29 0 0000002969 AIR PRODUCTS & CHEMICALS INC /DE/ APD 0001373774 Dixon Robert D 7201 HAMILTON BOULEVARD ALLENTOWN PA 18195 0 1 0 0 V.P. and G.M. Merchant Gases Common Stock 8956.268 D Common Stock 3505.67 I By RSP 1998 Rights 1988-08-08 2007-10-02 Common Stock 5000.0000 D 1998 Stock Options 41.31 1988-08-08 2007-10-02 Common Stock 5000.0000 D 1999 Rights 1988-08-08 2008-10-02 Common Stock 7000.0000 D 1999 Stock Options 29.47 1988-08-08 2008-10-02 Common Stock 7000.0000 D 2000 Rights 1988-08-08 2009-10-02 Common Stock 7000.0000 D 2000 Stock Options 28.78 1988-08-08 2009-10-02 Common Stock 7000.0000 D 2001 Rights 1988-08-08 2010-10-03 Common Stock 13000.0000 D 2001 Stock Options 35.82 1988-08-08 2010-10-03 Common Stock 13000.0000 D Rights 2006 1988-08-08 2015-10-04 Common Stock 9500.0000 D 2002 Rights 1988-08-08 2011-10-02 Common Stock 14000.0000 D 2002 Stock Options 38.02 1988-08-08 2011-10-02 Common Stock 14000.0000 D 2003 Rights 1988-08-08 2012-10-02 Common Stock 14000.0000 D 2003 Stock Options 43.09 1988-08-08 2012-10-02 Common Stock 14000.0000 D 2004 Stock Options 45.53 1988-08-08 2013-10-02 Common Stock 12000.0000 D 2005 Stock Options 54.17 1988-08-08 2014-10-02 Common Stock 13200.0000 D 2006 Stock Options 55.33 1988-08-08 2015-10-04 Common Stock 9500.0000 D Rights 2004 1988-08-08 2013-10-02 Common Stock 12000.0000 D Rights 2005 1988-08-08 2014-10-02 Common Stock 13200.0000 D Shares represented by units of interest in the Company Stock Fund held under the issuer's Retirement Savings Plan. The Options include contractual rights (Rights) similar to employee restricted appreciation rights with exercise dates only during a 30 day period following a change in control of the Company (as defined in the LTIP). Exercise of Rights cancels the related Options on a one-for-one basis and entitles the reporting person to receive a cash payment equal to the fair market value of a share of Common Stock on the date of exercise (as defined int he LTIP) minus the option exercise price. Employee Stock Options (Options) granted under the issuer's Long-Term Incentive Plan (LTIP). Exercise of these Options cancels the related Rights described herein on a one-for-one basis. One-third became exercisable 10/1/98; one-third became exercisable 10/1/99; and one-third became exercisable 10/1/00. One-third became exercisable 10/1/99; one-third became exercisable 10/1/00; and one-third became exercisable 10/1/01. One-third became exercisable 10/01/00; one-third became exercisable 10/01/01; and one-third became exercisable 10/1/02. One-third became exercisable 10/02/01; one-third became exercisable 10/1/02; and one-third became exerciable 10/1/03. One-third became exercisable 10/1/02; one-third became exercisable 10/1/03; and one-third became exercisable 10/1/04. One-third became exercisable 10/1/03; one-third became exercisable 10/1/04; and one-third became exercisable 10/1/05. One-third became exercisable 10/1/04; one-third became exercisable 10/1/05; and one-third become exercisable 10/1/06. One-third became exercisable 10/1/05; one-third become exercisable 10/1/06; and one-third become exercisable 10/1/07. One-third become exercisable 10/3/06; one-third become exercisable 10/3/07; and one-third become exercisable 10/3/08. By: Linda M. Svoboda as Attorney in Fact 2006-09-29 -----END PRIVACY-ENHANCED MESSAGE-----