0001209191-21-035290.txt : 20210524 0001209191-21-035290.hdr.sgml : 20210524 20210524155220 ACCESSION NUMBER: 0001209191-21-035290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPE JOHN C CENTRAL INDEX KEY: 0001192499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 21954656 MAIL ADDRESS: STREET 1: 810 S. RIDGE RD CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-14 0 0000029669 RR Donnelley & Sons Co RRD 0001192499 POPE JOHN C C/O R.R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 2021-05-14 4 M 0 91251 A 440223 D Common Stock 2021-05-14 4 D 0 91251 4.43 D 348972 D Common Stock 2021-05-20 4 A 0 38120 5.64 A 387092 D Phantom Stock 2021-05-14 4 M 0 91251 D 2021-05-14 2021-05-14 Common Stock 91251 0 D Each share of phantom stock was the economic equivalent of one share of RRD common stock. The Issuer settled the phantom stock for cash. Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting. Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer. The vested phantom stock was settled for cash. Deborah L. Steiner, as Attorney-in-Fact 2021-05-24