0001209191-21-018006.txt : 20210304
0001209191-21-018006.hdr.sgml : 20210304
20210304190828
ACCESSION NUMBER: 0001209191-21-018006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Terry D
CENTRAL INDEX KEY: 0001319693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 21715945
MAIL ADDRESS:
STREET 1: 3680 VICTORIA STREET N.
CITY: SHOREVIEW
STATE: MN
ZIP: 55128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-02
0
0000029669
RR Donnelley & Sons Co
RRD
0001319693
Peterson Terry D
C/O R.R. DONNELLEY & SONS COMPANY
35 W. WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
EVP & CFO
Common Stock
2021-03-02
4
M
0
48301
A
402561
D
Common Stock
2021-03-02
4
D
0
48301
4.52
D
354260
D
Common Stock
2021-03-02
4
F
0
18480
4.52
D
335780
D
Common Stock
2021-03-02
4
A
0
79271
A
415051
D
Common Stock
2021-03-02
4
F
0
23944
4.52
D
391107
D
Common Stock
2021-03-02
4
A
0
115232
A
506339
D
Phantom Stock
2021-03-02
4
M
0
48301
D
Common Stock
48301
96603
D
Phantom Stock
2021-03-02
4
A
0
90903
A
Common Stock
90903
187506
D
Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash.
Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018
Company granted restricted stock units issued pursuant to a Rule 16b-3 plan. The restricted stock units are payable in shares of common stock in three equal annual installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.
Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment.
Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.
/s/ Deborah L. Steiner, Attorney-in-Fact for Terry D. Peterson
2021-03-04