0001209191-21-018001.txt : 20210304
0001209191-21-018001.hdr.sgml : 20210304
20210304190415
ACCESSION NUMBER: 0001209191-21-018001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Brien Kenneth E
CENTRAL INDEX KEY: 0001741282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 21715935
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY & SONS COMPANY
STREET 2: 35 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-02
0
0000029669
RR Donnelley & Sons Co
RRD
0001741282
O'Brien Kenneth E
C/O R.R. DONNELLEY & SONS COMPANY
35 W. WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
EVP and CIO
Common Stock
2021-03-02
4
M
0
34420
A
158350
D
Common Stock
2021-03-02
4
D
0
34420
4.52
D
123930
D
Common Stock
2021-03-02
4
F
0
3379
4.52
D
127309
D
Common Stock
2021-03-02
4
A
0
34379
A
161688
D
Common Stock
2021-03-02
4
F
0
10929
4.52
D
150759
D
Phantom Stock
2021-03-02
4
M
0
34420
D
Common Stock
34420
68841
D
Phantom Stock
2021-03-02
4
A
0
80138
A
Common Stock
80138
148979
D
Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash.
Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018
Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment.
Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment.
/s/ Deborah L. Steiner, Attorney-in-Fact for Kenneth E. O'Brien
2021-03-04