0001209191-20-029967.txt : 20200518 0001209191-20-029967.hdr.sgml : 20200518 20200518120747 ACCESSION NUMBER: 0001209191-20-029967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPE JOHN C CENTRAL INDEX KEY: 0001192499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 20888545 MAIL ADDRESS: STREET 1: 810 S. RIDGE RD CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-14 0 0000029669 RR Donnelley & Sons Co RRD 0001192499 POPE JOHN C C/O R.R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 2020-05-14 4 A 0 117486 1.03 A 327269 D Phantom Stock 2020-05-14 4 A 0 91251 A Common Stock 91251 91251 D Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the third anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Includes 27,000 shares held directly and 300,269 RSUs. In addition, 21,318 shares are held indirectly in trust as deferred compensation. Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting. Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer. Deborah L. Steiner, as Attorney-in-Fact 2020-05-18