0001209191-18-017444.txt : 20180306 0001209191-18-017444.hdr.sgml : 20180306 20180306181350 ACCESSION NUMBER: 0001209191-18-017444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knotts Daniel L. CENTRAL INDEX KEY: 0001408602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 18671262 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0000029669 RR Donnelley & Sons Co RRD 0001408602 Knotts Daniel L. C/O RR DONNELLEY 35 WEST WACKER DRIVE CHICAGO IL 60601 1 1 0 0 CEO & President Common Stock 2018-03-02 4 F 0 32568 7.31 D 448765 D Common Stock 2018-03-02 4 A 0 332871 A 781636 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. Mr. Knotts' RSUs will vest in three equal installments on March 2, 2019, March 2, 2020 and March 2, 2021, subject to Mr. Knotts' continued employment with the Company. Amount reflects 200,181 shares of common stock held individually, 400 shares held jointly with spouse, 45 shares held in dividend reinvestment plan, as well as 581,455 RSUs. Deborah L. Steiner, Attorney-in-Fact for Daniel L. Knotts 2018-03-06