0001209191-17-018334.txt : 20170306 0001209191-17-018334.hdr.sgml : 20170306 20170306163925 ACCESSION NUMBER: 0001209191-17-018334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll Thomas M III CENTRAL INDEX KEY: 0001685880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 17668387 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 35 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-27 0 0000029669 RR Donnelley & Sons Co RRD 0001685880 Carroll Thomas M III C/O RR DONNELLEY & SONS COMPANY 35 W. WACKER DRIVE CHICAGO IL 60601 0 1 0 0 EVP & CAO Common Stock 2017-02-27 4 F 0 1685 17.72 D 69510 D Common Stock 2017-03-03 4 A 0 21319 A 90829 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. Mr. Carroll's RSUs will vest in three equal installments on March 2, 2018, March 2, 2019 and March 2, 2020, subject to Mr. Carroll's continued employment with the Company. Amount reflects 10,857 shares of common stock as well as 79,972 RSUs. Deborah L. Steiner, Attorney-in-Fact for Thomas M. Carroll III 2017-03-06