0001209191-16-154776.txt : 20161212
0001209191-16-154776.hdr.sgml : 20161212
20161212180428
ACCESSION NUMBER: 0001209191-16-154776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knotts Daniel L.
CENTRAL INDEX KEY: 0001408602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 162047246
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY
STREET 2: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-08
0
0000029669
RR Donnelley & Sons Co
RRD
0001408602
Knotts Daniel L.
C/O RR DONNELLEY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
1
1
0
0
CEO & President
Common Stock
2016-12-08
4
A
0
41171
0.00
A
385869
D
Reflects the number of shares of R.R. Donnelley & Sons Company ("RRD") common stock underlying time-based restricted stock units ("RSUs") resulting from an equitable adjustment of RRD performance share units on December 8, 2016, pursuant to the Separation and Distribution Agreement by and among RRD, LSC Communications, Inc. and Donnelley Financial Solutions, Inc., following the measurement and certification of RRD performance through September 30, 2016 by the RRD Human Resources Committee. 18,900 RSUs will vest in full on March 2, 2017 and 22,271 RSUs will vest in full on March 2, 2018, subject to continued employment with RRD. The performance share units and resulting RSUs are company granted units issued pursuant to Rule 16b-3 Plans.
Amount reflects 83,382 shares of common stock held individually, 400 shares held jointly with spouse, 45 shares held in dividend reinvestment plan, as well as 302,042 RSUs.
/s/ Deborah L. Steiner, Attorney-in-fact for Daniel L. Knotts
2016-12-09