0001209191-16-104507.txt : 20160302
0001209191-16-104507.hdr.sgml : 20160302
20160302163340
ACCESSION NUMBER: 0001209191-16-104507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160302
DATE AS OF CHANGE: 20160302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3123268000
MAIL ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knotts Daniel L.
CENTRAL INDEX KEY: 0001408602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 161477540
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY
STREET 2: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-29
0
0000029669
RR Donnelley & Sons Co
RRD
0001408602
Knotts Daniel L.
C/O RR DONNELLEY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
Chief Operating Officer
Common Stock
2016-02-29
4
A
0
147170
A
492066
D
Common Stock
2016-02-29
4
M
0
115000
A
607066
D
Common Stock
2016-02-29
4
F
0
52555
15.18
D
554511
D
Performance Share Units
2016-02-29
4
M
0
115000
D
2015-12-31
Common Stock
115000
0
D
Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest 100% on March 2, 2019.
Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2013 and ending December 31, 2015. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 100% of PSUs.
Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3.
Includes 215,939 shares held directly, 1,202 held jointly with Mr. Knotts spouse, 135 shares held through dividend reinvestment plan and 337,235 restricted stock units.
Jennifer Reiners, pursuant to power of attorney
2016-03-02