0001209191-16-104501.txt : 20160302
0001209191-16-104501.hdr.sgml : 20160302
20160302163246
ACCESSION NUMBER: 0001209191-16-104501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160302
DATE AS OF CHANGE: 20160302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3123268000
MAIL ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BETTMAN SUZANNE S
CENTRAL INDEX KEY: 0001282798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 161477524
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-29
0
0000029669
RR Donnelley & Sons Co
RRD
0001282798
BETTMAN SUZANNE S
C/O RR DONNELLEY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
Executive Vice President
Common Stock
2016-02-29
4
A
0
69900
A
252689
D
Common Stock
2016-02-29
4
M
0
25000
A
277689
D
Common Stock
2016-02-29
4
F
0
7775
15.18
D
269914
D
Common Stock
394
I
By 401(k)
Performance Share Units
2016-02-29
4
M
0
25000
D
2015-12-31
Common Stock
25000
0
D
Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest 100% on March 2, 2019.
Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2013 and ending December 31, 2015. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 100% of PSUs.
Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3.
Includes 102,501 shares held directly, 2,973 shares held through dividend reinvestment plan and 164,440 restricted stock units.
Jennifer Reiners, pursuant to power of attorney
2016-03-02