8-A12B/A 1 d233941d8a12ba.htm 8-A12B/A 8-A12B/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-A/A

(Amendment No. 5)

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

R. R. DONNELLEY & SONS COMPANY

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   36-1004130

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

35 West Wacker Drive,

Chicago, Illinois

  60601
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of each exchange on which

each class is to be registered

Preferred Stock Purchase Rights   New York Stock Exchange LLC

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ☐

Securities Act registration statement or Regulation A offering statement file number to which this form relates: Not applicable

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of class)

 

 

 


EXPLANATORY NOTE

This Amendment No. 5 on Form 8-A/A amends and supplements the registrant’s Registration Statement on Form 8-A (the “Original 8-A”) filed with the Securities and Exchange Commission (the “SEC”) on August 28, 2019, as amended by Amendment No. 1 to the Original 8-A (the “Initial 8-A Amendment”) filed with the SEC on August 29, 2019, Amendment No. 2 to the Original 8-A (the “Second 8-A Amendment”) filed with the SEC on August 18, 2020, Amendment No. 3 to the Original 8-A (the “Third 8-A Amendment”) filed with the SEC on May 18, 2021 and Amendment No. 4 to the Original 8-A (the “Fourth 8-A Amendment”) filed with the SEC on August 27, 2021, relating to the rights (the “Rights”) under the Rights Agreement, dated as of August 28, 2019, between the registrant and Computershare Trust Company, N.A.


Item 1. Description of Registrant’s Securities to be Registered.

In connection with the execution and delivery of the Agreement and Plan of Merger (the “Merger Agreement”), dated as of November 3, 2021, by and among Atlas River Parent Inc., a Delaware corporation, Atlas River Acquisition Sub Inc., a Delaware corporation (“Acquisition Sub”), and R. R. Donnelley & Sons Company, a Delaware corporation (the “Company”), on November 3, 2021, the Board of Directors of the Company approved, and the Company and Computershare Trust Company, N.A. (the “Rights Agent”) entered into, the Fourth Amendment to Rights Agreement, dated as of November 3, 2021 (the “Fourth Amendment”). The Fourth Amendment amends the Rights Agreement, dated as of August 28, 2019 (the “Initial Rights Agreement”), as amended by the First Amendment to Rights Agreement, dated as of August 17, 2020 (the “First Amendment”), the Second Amendment to Rights Agreement, dated as of May 17, 2021 (the “Second Amendment”), and the Third Amendment to Rights Agreement, dated as of August 27, 2021 (the “Third Amendment”), between the Company and the Rights Agent (the Initial Rights Agreement, as amended by the First Amendment, the Second Amendment and the Third Amendment, the “Rights Agreement,” and as further amended by the Fourth Amendment, the “Amended Rights Agreement”).

The Fourth Amendment modifies the Rights Agreement to provide that (a) none of Parent or Acquisition Sub or any of their “Affiliates” (as defined in the Rights Agreement) or “Associates” (as defined in the Rights Agreement), either individually or together, shall be deemed to be or become an “Acquiring Person” (as defined in the Rights Agreement) by virtue of, or as a result of, (i) the approval, adoption, execution, delivery or amendment of the Merger Agreement, (ii) the public announcement or public disclosure of the Merger Agreement or any of the transactions contemplated thereby or (iii) the performance or consummation of any of the transactions contemplated by the Merger Agreement (any of the foregoing actions or events, a “Permitted Event”); (b) none of a “Stock Acquisition Date,” a “Distribution Date,” a “Section 11(a)(ii) Event,” a “Section 13 Event” or a “Triggering Event” (as such terms are defined in the Rights Agreement) will occur or be deemed to have occurred by virtue of, or as a result of, any Permitted Event; and (c) the “Expiration Date” (as defined in the Rights Agreement) shall occur no later than immediately prior to the Effective Time, as defined in the Merger Agreement (if the Effective Time shall occur).

Subject to the foregoing, Item 1 of the Initial 8-A Amendment, Item 1 of the Second 8-A Amendment, Item 1 of the Third 8-A Amendment and Item  1 of the Fourth 8-A Amendment are incorporated by reference herein.

Each of the Initial Rights Agreement, included as Exhibit 3 hereto, the First Amendment, included as Exhibit 4 hereto, the Second Amendment, included as Exhibit 5 hereto, the Third Amendment, included as Exhibit 6 hereto, and the Fourth Amendment, included as Exhibit 7 hereto, is incorporated by reference herein. The summary description in this Item 1 of the Rights and the Initial Rights Agreement as amended by the First Amendment, the Second Amendment, the Third Amendment and the Fourth Amendment does not purport to be complete and is qualified in its entirety by reference to such exhibits.

Item 2. Exhibits.

 

Exhibit No.   

Description of Exhibit

1    Restatement of Certificate of Incorporation of R. R. Donnelley & Sons Company (incorporated by reference to Exhibit  3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019, filed October 30, 2019).
2    Amended and Restated By-Laws of R. R. Donnelley  & Sons Company (incorporated by reference to Exhibit 3.4 to the Company’s Current Report on 8-K filed October 3, 2016).
3    Rights Agreement, dated as of August 28, 2019, between R. R. Donnelley  & Sons Company and Computershare Trust Company, N.A., as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K/A filed August 29, 2019).


Exhibit No.   

Description of Exhibit

4    First Amendment to Rights Agreement, dated as of August 17, 2020, between R. R. Donnelley  & Sons Company and Computershare Trust Company, N.A., as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed August 18, 2020).
5    Second Amendment to Rights Agreement, dated as of May 17, 2021, between R. R. Donnelley  & Sons Company and Computershare Trust Company, N.A., as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed May 18, 2021).
6    Third Amendment to Rights Agreement, dated as of August 27, 2021, between R. R. Donnelley  & Sons Company and Computershare Trust Company, N.A., as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed August 27, 2021).
7    Fourth Amendment to Rights Agreement, dated as of November 3, 2021, between R. R. Donnelley & Sons Company and Computershare Trust Company, N.A., as rights agent.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  R. R. DONNELLEY & SONS COMPANY
Date: November 3, 2021   By:  

/s/ Deborah L. Steiner

  Name:   Deborah L. Steiner
  Title:   Executive Vice President, General Counsel