0001181431-15-003943.txt : 20150304 0001181431-15-003943.hdr.sgml : 20150304 20150304164121 ACCESSION NUMBER: 0001181431-15-003943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150302 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knotts Daniel L. CENTRAL INDEX KEY: 0001408602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 15673969 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 rrd423211.xml KNOTTS FORM 4 X0306 4 2015-03-02 0 0000029669 RR Donnelley & Sons Co RRD 0001408602 Knotts Daniel L. C/O RR DONNELLEY 111 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Chief Operating Officer Common Stock (withholding for tax liability) 2015-03-02 4 F 0 26458 19.05 D 325356 D Common Stock 2015-03-02 4 M 0 35986 A 361342 D Common Stock (withholding for tax liability) 2015-03-02 4 F 0 16446 19.05 D 344896 D Performance Share Units 2015-03-02 4 M 0 35986 D 2014-12-31 Common Stock 35986 0 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2012 and ending December 31, 2014. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 94.7% of PSUs and all other PSUs initially granted were forfeited. Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3. Includes 153,494 shares held directly, 1,202 shares held jointly with Mr. Knott's spouse, 135 shares held through dividend reinvestment plan and 190,065 restricted stock units. Jennifer Reiners, pursuant to power of attorney 2015-03-04