0001181431-15-003943.txt : 20150304
0001181431-15-003943.hdr.sgml : 20150304
20150304164121
ACCESSION NUMBER: 0001181431-15-003943
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150302
FILED AS OF DATE: 20150304
DATE AS OF CHANGE: 20150304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3123268000
MAIL ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knotts Daniel L.
CENTRAL INDEX KEY: 0001408602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 15673969
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY
STREET 2: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
rrd423211.xml
KNOTTS FORM 4
X0306
4
2015-03-02
0
0000029669
RR Donnelley & Sons Co
RRD
0001408602
Knotts Daniel L.
C/O RR DONNELLEY
111 S. WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Chief Operating Officer
Common Stock (withholding for tax liability)
2015-03-02
4
F
0
26458
19.05
D
325356
D
Common Stock
2015-03-02
4
M
0
35986
A
361342
D
Common Stock (withholding for tax liability)
2015-03-02
4
F
0
16446
19.05
D
344896
D
Performance Share Units
2015-03-02
4
M
0
35986
D
2014-12-31
Common Stock
35986
0
D
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2012 and ending December 31, 2014. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 94.7% of PSUs and all other PSUs initially granted were forfeited.
Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3.
Includes 153,494 shares held directly, 1,202 shares held jointly with Mr. Knott's spouse, 135 shares held through dividend reinvestment plan and 190,065 restricted stock units.
Jennifer Reiners, pursuant to power of attorney
2015-03-04