0001181431-14-010756.txt : 20140304
0001181431-14-010756.hdr.sgml : 20140304
20140304190030
ACCESSION NUMBER: 0001181431-14-010756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140228
FILED AS OF DATE: 20140304
DATE AS OF CHANGE: 20140304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3123268000
MAIL ADDRESS:
STREET 1: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUINLAN THOMAS J III
CENTRAL INDEX KEY: 0001164473
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 14666785
MAIL ADDRESS:
STREET 1: C/O MOORE CORPORATION LIMITED
STREET 2: ONE CANTERBURY GREEN
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
rrd404300.xml
QUINLAN FORM 4
X0306
4
2014-02-28
0
0000029669
RR Donnelley & Sons Co
RRD
0001164473
QUINLAN THOMAS J III
111 SOUTH WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Chief Executive Officer
Common Stock (withholding for tax liability)
2014-02-28
4
F
0
12814
19.13
D
1161381
D
Common Stock (withholding for tax liability)
2014-03-02
4
F
0
59452
19.13
D
1101929
D
Common Stock
2014-03-03
4
A
0
180000
A
1281929
D
Common Stock
2014-03-03
4
M
0
55088
A
1337017
D
Common Stock (withholding for tax liability)
2014-03-03
4
F
0
33506
18.78
D
1303511
D
Common Stock
7160
I
By 401(k)
Performance Share Unit
2014-03-03
4
M
0
55088
D
2013-12-31
Common Stock
55088
0
D
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest in four equal annual installments beginning on March 2, 2015.
Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by achieving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2011 and ending December 31, 2013. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 50.088% of PSUs and all other PSUs initially granted were forfeited.
Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3.
Includes 827,926 shares held directly, 85 shares held through dividend reinvestment plan and 475,500 restricted stock units.
Jennifer Reiners, pursuant to power of attorney
2014-03-04