0001181431-14-010756.txt : 20140304 0001181431-14-010756.hdr.sgml : 20140304 20140304190030 ACCESSION NUMBER: 0001181431-14-010756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINLAN THOMAS J III CENTRAL INDEX KEY: 0001164473 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 14666785 MAIL ADDRESS: STREET 1: C/O MOORE CORPORATION LIMITED STREET 2: ONE CANTERBURY GREEN CITY: STAMFORD STATE: CT ZIP: 06901 4 1 rrd404300.xml QUINLAN FORM 4 X0306 4 2014-02-28 0 0000029669 RR Donnelley & Sons Co RRD 0001164473 QUINLAN THOMAS J III 111 SOUTH WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Chief Executive Officer Common Stock (withholding for tax liability) 2014-02-28 4 F 0 12814 19.13 D 1161381 D Common Stock (withholding for tax liability) 2014-03-02 4 F 0 59452 19.13 D 1101929 D Common Stock 2014-03-03 4 A 0 180000 A 1281929 D Common Stock 2014-03-03 4 M 0 55088 A 1337017 D Common Stock (withholding for tax liability) 2014-03-03 4 F 0 33506 18.78 D 1303511 D Common Stock 7160 I By 401(k) Performance Share Unit 2014-03-03 4 M 0 55088 D 2013-12-31 Common Stock 55088 0 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest in four equal annual installments beginning on March 2, 2015. Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by achieving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2011 and ending December 31, 2013. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 50.088% of PSUs and all other PSUs initially granted were forfeited. Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3. Includes 827,926 shares held directly, 85 shares held through dividend reinvestment plan and 475,500 restricted stock units. Jennifer Reiners, pursuant to power of attorney 2014-03-04