0001181431-11-015740.txt : 20110304 0001181431-11-015740.hdr.sgml : 20110304 20110304164639 ACCESSION NUMBER: 0001181431-11-015740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOIAN JOHN CENTRAL INDEX KEY: 0001286027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 11665264 MAIL ADDRESS: STREET 1: 77 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 rrd304159.xml PALOIAN FORM 4 X0303 4 2011-03-02 0 0000029669 RR Donnelley & Sons Co RRD 0001286027 PALOIAN JOHN 111 SOUTH WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Chief Operating Officer Common Stock 2011-03-02 4 M 0 88087 7.09 A 492501 D Common Stock 2011-03-02 4 S 0 88087 18.12 D 404414 D Common Stock (withholding for tax liability) 2011-03-02 4 F 0 23853 18.09 D 380561 D Common Stock 1319 I By 401(k) Employee Stock Option (right to buy) 7.09 2011-03-02 4 M 0 88087 D 2019-03-02 Common Stock 88087 176174 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2010. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $17.93 to $18.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 115,026 shares held directly, 2,957 shares held through dividend reinvestment plan and 262,578 restricted stock units. The option, representing a right to purchase a total of 352,348, vests in four equal annual installments beginning on March 2, 2010. Company granted option issued pursuant to Rule 16b-3 Plan. Jennifer Reiners, pursuant to power of attorney 2011-03-04