-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKwIUl9y9fDprn7Ig4XB5fHw/7c+mV2lHpdKZncMvXd3LFq/UFPUwV6/ERiy4j0K 7dibckb1UmbCDdbUl2KzJA== 0001181431-11-014252.txt : 20110301 0001181431-11-014252.hdr.sgml : 20110301 20110301195518 ACCESSION NUMBER: 0001181431-11-014252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110226 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINLAN THOMAS J III CENTRAL INDEX KEY: 0001164473 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 11653936 MAIL ADDRESS: STREET 1: C/O MOORE CORPORATION LIMITED STREET 2: ONE CANTERBURY GREEN CITY: STAMFORD STATE: CT ZIP: 06901 4 1 rrd303390.xml QUINLAN FORM 4 X0303 4 2011-02-26 0 0000029669 RR Donnelley & Sons Co RRD 0001164473 QUINLAN THOMAS J III 111 SOUTH WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Chief Executive Officer Common Stock (withholding for tax liability) 2011-02-26 4 F 0 19415 18.43 D 1179124 D Common Stock (withholding for tax liability) 2011-02-28 4 F 0 32173 18.62 D 1146951 D Common Stock 2011-02-28 4 A 0 100000 A 1246951 D Common Stock 5797 I By 401(k) Performance Share Unit 2011-02-28 4 A 0 100000 A 2014-12-31 Common Stock 100000 100000 D Employee Stock Option (right to buy) 18.62 2011-02-28 4 A 0 200000 A 2021-02-27 Common Stock 200000 200000 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units issued pursuant to Rule 16b-3 Plan. Includes 380,476 shares held directly,84 shares held through dividend reinvestment plan and 866,391 restricted stock units. Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs are earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2011 and ending December 31, 2013. Awards can range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects the target amount of PSUs. Company granted performance share unit issued pursuant to Rule 16b-3 Plan. The option vests in four equal annual installments beginning on February 28, 2012. Company granted option issued pursuant to Rule 16b-3 Plan. Jennifer Reiners, pursuant to power of attorney 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----