-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F7rEQU8v+03wG0uWOf/mLgBBBQH5IO8m2DENcB/rR14jq4+AJrE6YfqzVrTqtUAb Ncn0ikkYb9EB9jU3rstJaw== 0001181431-07-050135.txt : 20070806 0001181431-07-050135.hdr.sgml : 20070806 20070806164910 ACCESSION NUMBER: 0001181431-07-050135 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070725 FILED AS OF DATE: 20070806 DATE AS OF CHANGE: 20070806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knotts Daniel L. CENTRAL INDEX KEY: 0001408602 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 071028408 BUSINESS ADDRESS: BUSINESS PHONE: 312-326-8000 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 3 1 rrd168218.xml KNOTTS FORM 3 X0202 3 2007-07-25 0 0000029669 RR Donnelley & Sons Co RRD 0001408602 Knotts Daniel L. C/O RR DONNELLEY 111 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Group President Common Stock 58352 D Employee Stock Option (right to buy) 41.5625 2008-03-25 Common Stock 5000 D Employee Stock Option (right to buy) 34.2813 2009-03-24 Common Stock 7500 D Employee Stock Option (right to buy) 21.0938 2010-03-22 Common Stock 36000 D Employee Stock Option (right to buy) 18.8 2013-03-25 Common Stock 20000 D Employee Stock Option (right to buy) 24.22 2013-10-01 Common Stock 1200 D Employee Stock Option (right to buy) 36.22 2017-03-20 Common Stock 80000 D Includes 1,202 shares held jointly with Mr. Knotts spouse, 12,750 restricted stock units granted 1/4/05 vesting in equal amounts on 1/4/07 and 1/4/08 and 10,000 restricted stock units granted 5/4/07 vesting in equal amounts over four years on the anniversary of the grant date. The restricted stock units were issued pursuant to Rule 16b-3 Plan. The option became fully vested on 3/26/2002. The option became fully vested on 3/25/2003. The option became fully vested on 3/23/2004. The option became fully vested on 3/26/2007. The option will be fully vested on 10/1/2007. The option vests in four equal proportions beginning on 3/21/08. Jennifer Reiners, pursuant to Power of Attorney 2007-08-06 -----END PRIVACY-ENHANCED MESSAGE-----