-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KD1Fq00Dbd4VMMf+K9g3HgxXYByq1/dhDA139LqhVIqjejCIoXJUMaifcsRVbbi8 YBkLTMTOha+Ur7GrT6yqAw== 0001181431-02-002017.txt : 20021118 0001181431-02-002017.hdr.sgml : 20021118 20021118150220 ACCESSION NUMBER: 0001181431-02-002017 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021106 FILED AS OF DATE: 20021118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DONNELLEY R R & SONS CO CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 02831267 BUSINESS ADDRESS: STREET 1: 77 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 77 W WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PYZDROWSKI ROBERT S CENTRAL INDEX KEY: 0001205997 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY STREET 2: 77 WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 3 1 rrd1973.htm FORM 3- PYZDROWSKI
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*

Pyzdrowski, Robert

(Last)                      (First)                      (Middle)

77 W. Wacker Drive

(Street)
Chicago,    IL   60601

(City)                      (State)                      (Zip)

2. Date of Event
Requiring Statement
    Month/Day/Year

11/06/2002


3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Issuer Name andTicker or Trading Symbol

R.R. Donnelley & Sons Company
DNY


5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

   Director      10% Owner
X Officer (give title below)    
   Other (specify below)

Description     President, RR Donnelley Print Solutions

6. If Amendment,
    Date of Original
    (Month/Day/Year)



7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Form filed by One Reporting Person
     Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
    (Instr. 4)

2. Amount of Securities Beneficially Owned

    (Instr.4)
3. Ownership Form:
    Direct (D)
    or
    Indirect (I)

    (Instr. 5)
4. Nature of Indirect Beneficial Ownership

    (Instr. 5)
Common Stock, and rights to purchase Series A Junior Participating Preferred Stock attached thereto
24379(1)
D
Common Stock, and rights to purchase Series A Junior Participating Preferred Stock attached thereto
3783
I
By wife

 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
    (Instr. 4)
2. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)






  DE     /     ED  
3. Title and Amount of
    Underlying Securities
    (Instr. 4)






Title     /         Amount or Number of Shares
4. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security
5. Owner-
ship
Form of
Deriv-
ative
Security:
Direct (D)
or
Indirect (I)

(Instr.5)
6. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.5)
Employee Stock Option (Right to Buy)
12/10/1996 / 12/09/2002
Common Stock / 8500
$31.375
D
Employee Stock Option (Right to Buy)
12/09/1997 / 12/08/2003
Common Stock / 9500
$30.188
D
Employee Stock Option (Right to Buy)
12/12/1998 / 12/11/2004
Common Stock / 14500
$28.438
D
Employee Stock Option (Right to Buy)
3/23/1999 / 3/21/2005
Common Stock / 100
$35.438
D
Employee Stock Option (Right to Buy)
12/15/1999 / 12/14/2005
Common Stock / 14500
$38.063
D
Employee Stock Option (Right to Buy)
3/26/2002 / 3/25/2008
Common Stock / 21000
$41.563
D
Employee Stock Option (Right to Buy)
(2) / 3/24/2009
Common Stock / 22000
$34.281
D
Employee Stock Option (Right to Buy)
(3) / 3/22/2010
Common Stock / 93000
$21.094
D
Employee Stock Option (Right to Buy)
12/19/2000 / 12/18/2006
Common Stock / 19500
$30.375
D
Explanation of Responses:
 
(1) Includes shares acquired pursuant to Dividend Reinvestment Plan and 401(k) Plan.
(2) The option became exercisable as to 13,200 shares on 3/25/02 and becomes exercisable as to the remaining 8,800 shares on 3/25/03.
(3) The option became exercisable as to 37,200 shares on 3/23/2002 and becomes exercisable as to 18,600 additional shares on 3/23/03 and as to the remaining 37,200 shares on 3/23/04.

POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Monica M. Fohrman, Jennifer B. Reiners and Scott D. Russell, and each of them, his/her true and lawful attorney-in-fact and agent in any and all capacities, to:

(1) execute for and on behalf of the undersigned, in the undersigned's capacity as a director or officer of R.R. Donnelley & Sons Company (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as well as Forms 144 in accordance with t he Securities Act of 1933 and the rules thereunder;

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5, and/or Form 144, and timely file such Form(s) with the United States Securities and Exchange Commission ("SEC") and the New York Stock Exchange, including completion of Form ID or any other form or document required to utilize the SEC's electronic filing system; and

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

The undersigned hereby grants to each attorney-in- fact named herein full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, hereby ratifying and confirming that such attorney-in-fact or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act, as amended.

The undersigned revokes all prior powers of attorney related to the subject matter of this Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company unless earlier revoked by the undersigned in signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of November, 2002.

/s/ Robert S. Pyzdrowski

By:
/s/ Jennifer Reiners, pursuant to Power of Attorney                                                                                                11/18/2002
** Signature of Reporting Person                                                                                    Date      





SEC 2270 (07/02)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
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