-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kcpsb7aTgAlYqGp2bOFvl5eI7wPpajJApaisg/WdMaZnvEFl5AOOBmQ//3H431bu LZ7RtMnXstsBFU0vzp6NVw== 0000899681-04-000261.txt : 20040419 0000899681-04-000261.hdr.sgml : 20040419 20040419155347 ACCESSION NUMBER: 0000899681-04-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040415 FILED AS OF DATE: 20040419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECKERT ALFRED C III CENTRAL INDEX KEY: 0001127382 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 04740567 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DONNELLEY R R & SONS CO CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 77 W WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-15 0000029669 DONNELLEY R R & SONS CO RRD 0001127382 ECKERT ALFRED C III 500 CAMPUS DRIVE, SUITE 220 FLORHAM PARK, NJ 07932 1 0 0 0 Common Stock 2004-04-15 4 J 0 33074 28.02 D 10620451 I See footnote Common Stock 23625 D See Exhibit 99.1 hereto. See Exhibit 99.1 hereto. See Exhibit 99.1 hereto. Alfred C. Eckert III 2004-04-19 EX-99 3 eckert-ex991_041604.txt EXHIBIT 99.1 Exhibit 99.1 - ------------ (1) Common Stock, and rights to purchase Series A Junior Participating Preferred Stock attached thereto. (2) Forfeiture of shares of Common Stock pursuant to a Working Capital Post-Closing Adjustment Agreement entered into in connection with the merger on December 31, 2003 of Payment Processing Solutions, Inc. into Moore Wallace Incorporated. The shares of Common Stock were forfeited in satisfaction of claims arising as a result of certain post-merger calculations set forth in the merger agreement. (3) Greenwich Street Capital Partners II, L.P. ("GSCP II"), GSCP Offshore Fund, L.P. ("GSCP Offshore"), Greenwich Fund, L.P. ("Greenwich Fund"), Greenwich Street Employees Fund, L.P. ("Employees Fund") and TRV Executive Fund, L.P. ("TRV" and together with GSCP II, GSCP Offshore, Greenwich Fund and Employees Fund, the "Greenwich Street Funds"), collectively own 10,620,451 shares of Common Stock. Mr. Eckert is deemed to be the indirect beneficial owner of the 10,620,451 shares of Common Stock owned by the Greenwich Street Funds in his capacity as (a) a managing member of Greenwich Street Investments II, L.L.C., which is the general partner of each of the Greenwich Street Funds, (b) a limited partner of GSCP (NJ), L.P. (the "Funds Manager"), which is the manager of the Greenwich Street Funds, and (c) an executive officer and stockholder of GSCP (NJ) Inc., which is the general partner of the Funds Manager. Mr. Eckert disclaims beneficial ownership of the shares of Common Stock owned by the Greenwich Street Funds. Nothing in this Form 4 shall be construed as an admission that Mr. Eckert is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities reported on this Form 4, except to the extent of his pecuniary interest in any such securities. The ownership of the shares of Common Stock by the Greenwich Street Funds is being reported by Mr. Eckert only because of his affiliation with the Greenwich Street Funds. -----END PRIVACY-ENHANCED MESSAGE-----