0000899243-16-031912.txt : 20161018
0000899243-16-031912.hdr.sgml : 20161018
20161018194650
ACCESSION NUMBER: 0000899243-16-031912
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pecaric John P
CENTRAL INDEX KEY: 0001685733
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 161941693
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY & SONS COMPANY
STREET 2: 35 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2016-10-01
2016-10-03
0
0000029669
RR Donnelley & Sons Co
RRD
0001685733
Pecaric John P
C/O R. R. DONNELLEY & SONS COMPANY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
See Remarks
Common Stock
28371
D
Reflects one for three reverse stock split that was effective on October 1, 2016.
Reporting Person is filing an amendment to his Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 3,790 shares of common stock of R. R. Donnelley & Sons Company ("RRD") owned individually, 365 shares of common stock of RRD owned jointly with Ronda Pecaric and 24,216 restricted stock units, which are reflected as beneficially owned and reported as shares of RRD common stock.
(Continued from Footnote 2) The number of restricted stock units was adjusted (a) to give effect to the reverse stock split described in note 1 above, and (b) to give effect to the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. ("LSC") and Donnelley Financial Solutions, Inc. ("DFS"), which occurred on October 1, 2016 (collectively, the "Spinoffs"). The number of restricted stock units was determined pursuant to, with respect to the Spinoffs, an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and DFS, and with respect to the reverse stock split, pursuant to the RRD 2012 Performance Incentive Plan.
Executive Vice President, Chief Commercial Officer/President International
John Pecaric became Executive Vice President, Chief Commercial Officer/President International of R. R. Donnelley & Sons Company on October 1, 2016.
/s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-In-Fact for John Pecaric
2016-10-18