0000899243-16-031891.txt : 20161018
0000899243-16-031891.hdr.sgml : 20161018
20161018193817
ACCESSION NUMBER: 0000899243-16-031891
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gorski Jeffrey G
CENTRAL INDEX KEY: 0001685837
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 161941672
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY $ SONS COMPANY
STREET 2: 35 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2016-10-01
2016-10-03
0
0000029669
RR Donnelley & Sons Co
RRD
0001685837
Gorski Jeffrey G
C/O R. R. DONNELLEY & SONS COMPANY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
See Remarks
Common Stock
7
D
Options to acquire Common Stock
21.48
2022-03-02
Common Stock
250
D
Reflects one for three reverse stock split that was effective on October 1, 2016.
The options to acquire common stock have vested in whole and are exercisable immediately.
Reporting Person is filing an amendment to his Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount reflects 250 options over R. R. Donnelley & Sons Company ("RRD") common stock. The number of options over RRD common stock was adjusted (a) to give effect to the reverse stock split described in note 1 above, and (b) to give effect to the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. ("LSC") and Donnelley Financial Solutions, Inc. ("DFS"), which occurred on October 1, 2016 (collectively, the "Spinoffs"). The number of options over RRD common stock was determined pursuant to, with respect to the Spinoffs, an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and DFS, and with respect to the reverse stock split, pursuant to the RRD 2012 Performance Incentive Plan.
Controller and Chief Accounting Officer
Jeffrey G. Gorski became Controller and Chief Accounting Officer of R. R. Donnelley & Sons Company on October 1, 2016.
/s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-In-Fact for Jeffrey G. Gorski
2016-10-18