0000899243-16-031883.txt : 20161018 0000899243-16-031883.hdr.sgml : 20161018 20161018193510 ACCESSION NUMBER: 0000899243-16-031883 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll Thomas M III CENTRAL INDEX KEY: 0001685880 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 161941663 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 35 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2016-10-01 2016-10-03 0 0000029669 RR Donnelley & Sons Co RRD 0001685880 Carroll Thomas M III C/O R. R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO IL 60601 0 1 0 0 Chief Administrative Officer Common Stock 48333 D Reflects one for three reverse stock split that was effective on October 1, 2016. Reporting Person is filing an amendment to his Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 7,126 shares of common stock of R. R. Donnelley & Sons Company ("RRD") and 41,207 restricted stock units, which are reflected as beneficially owned and reported as shares of RRD common stock. (Continued from Footnote 2) The number of restricted stock units was adjusted (a) to give effect to the reverse stock split described in note 1 above, and (b) to give effect to the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. ("LSC") and Donnelley Financial Solutions, Inc. ("DFS"), which occurred on October 1, 2016 (collectively, the "Spinoffs"). The number of restricted stock units was determined pursuant to, with respect to the Spinoffs, an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and DFS, and with respect to the reverse stock split, pursuant to the RRD 2012 Performance Incentive Plan. Thomas M. Carroll III became Chief Administrative Officer of R. R. Donnelley & Sons Company on October 1, 2016. /s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-In-Fact for Thomas M. Carroll III 2016-10-18