0000899243-16-031875.txt : 20161018 0000899243-16-031875.hdr.sgml : 20161018 20161018193235 ACCESSION NUMBER: 0000899243-16-031875 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pecaric John P CENTRAL INDEX KEY: 0001685733 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 161941657 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 35 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-10-01 2016-10-04 0 0000029669 RR Donnelley & Sons Co RRD 0001685733 Pecaric John P C/O R. R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO IL 60601 0 1 0 0 See Remarks Common Stock 2016-10-01 4 A 0 21789 0.00 A 50160 D Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, John Pecaric was awarded restricted stock units ("RSUs") with a value of $475,000, pursuant to the R. R. Donnelley & Sons Company Non-Employee Director Compensation Plan. Such grant represents 21,789 RSUs calculated based on the ten trading day volume weighted average price of R. R. Donnelley & Sons Company ("RRD") common stock following the date of grant. (Continued from Footnote 1) Mr. Pecaric's RSUs will vest ratably in three equal installments on the first three anniversaries of the date of grant, subject to Mr. Pecaric's continued employment with RRD. Mr. Pecaric's beneficial ownership of securities also reflects 3,790 shares of common stock owned individually, 365 shares of common stock held jointly with spouse owned prior to the grant of RSUs, as well as 24,216 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. and Donnelley Financial Solutions, Inc., which occurred on October 1, 2016.) Executive Vice President, Chief Commercial Officer/President International /s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-in-Fact for John Pecaric 2016-10-18