0000899243-16-031871.txt : 20161018
0000899243-16-031871.hdr.sgml : 20161018
20161018193017
ACCESSION NUMBER: 0000899243-16-031871
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RR Donnelley & Sons Co
CENTRAL INDEX KEY: 0000029669
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 361004130
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312.326.8000
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: DONNELLEY R R & SONS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carroll Thomas M III
CENTRAL INDEX KEY: 0001685880
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04694
FILM NUMBER: 161941651
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY & SONS COMPANY
STREET 2: 35 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-10-01
2016-10-04
0
0000029669
RR Donnelley & Sons Co
RRD
0001685880
Carroll Thomas M III
C/O R. R. DONNELLEY & SONS COMPANY
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
See Remarks
Common Stock
2016-10-01
4
A
0
20642
0.00
A
68975
D
Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Thomas M. Carroll III was awarded restricted stock units ("RSUs") with a value of $450,000, pursuant to the R. R. Donnelley & Sons Company Non-Employee Director Compensation Plan. Such grant represents 20,642 RSUs calculated based on the ten trading day volume weighted average price of R. R. Donnelley & Sons Company ("RRD") common stock following the date of grant.
(Continued from Footnote 1) Mr. Carroll's RSUs will vest ratably in three equal installments on the first three anniversaries of the date of grant, subject to Mr. Carroll's continued employment with RRD. Mr. Carroll's beneficial ownership of securities also reflects 7,126 shares of common stock owned prior to the grant of RSUs as well as 41,207 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. and Donnelley Financial Solutions, Inc., which occurred on October 1, 2016.)
Executive Vice President and Chief Administrative Officer
/s/ Deborah L. Steiner, Deborah L. Steiner, Attorney-in-Fact for Thomas M. Carroll III
2016-10-18