8-K 1 a06-26541_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) December 28, 2006

Credit Suisse (USA), Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation or organization)

1-6862

13-1898818

(Commission File Number)

(I.R.S. Employer
Identification No.)

 

 

Eleven Madison Avenue, New York, New York

10010

(Address of principal executive office)

(Zip Code)

 

(212) 325-2000

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o

Soliciting material pursuant to Rule 14a-12 under Exchange Act (17 CFR 240.14a-12)

o

Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




Item 9.01.  Financial Statements and Exhibits.

(c)           Exhibits

Exhibit 4.01

 

Note for the Company’s ProNotes Linked to the Value of a Global Basket of Indices due January 14, 2011

 

 

 

Exhibit 4.02

 

Note for the Company’s Currency-Linked Securities Linked to the Value of a Global Currency Basket due June 30, 2008

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

CREDIT SUISSE (USA), INC.

 

 

 

 

 

By:

  /s/ Sharon O’Connor

 

 

 

Name:

Sharon O’Connor

 

 

Title:

Assistant Treasurer

December 28, 2006

 

 

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