0001062993-23-017481.txt : 20230905 0001062993-23-017481.hdr.sgml : 20230905 20230905112235 ACCESSION NUMBER: 0001062993-23-017481 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230901 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Roderick J CENTRAL INDEX KEY: 0001991266 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11421 FILM NUMBER: 231234609 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR GENERAL CORP CENTRAL INDEX KEY: 0000029534 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 610502302 STATE OF INCORPORATION: TN FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 BUSINESS PHONE: 6158554000 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 FORMER COMPANY: FORMER CONFORMED NAME: TURNER CAL DATE OF NAME CHANGE: 19710401 FORMER COMPANY: FORMER CONFORMED NAME: TURNER J L & SON INC DATE OF NAME CHANGE: 19710401 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2023-09-01 0 0000029534 DOLLAR GENERAL CORP DG 0001991266 West Roderick J 100 MISSION RIDGE GOODLETTSVILLE TN 37072 0 1 0 0 EVP, Global Supply Chain Common Stock 8334 D Employee Stock Option (Right to Buy) 57.91 2024-03-18 Common Stock 1516 D Employee Stock Option (Right to Buy) 74.72 2025-03-17 Common Stock 1790 D Employee Stock Option (Right to Buy) 84.67 2026-03-16 Common Stock 2691 D Employee Stock Option (Right to Buy) 70.68 2027-03-22 Common Stock 3230 D Employee Stock Option (Right to Buy) 92.98 2028-03-21 Common Stock 1768 D Employee Stock Option (Right to Buy) 117.13 2029-03-20 Common Stock 1443 D Employee Stock Option (Right to Buy) 154.53 2030-03-17 Common Stock 2006 D Employee Stock Option (Right to Buy) 193.55 2031-03-16 Common Stock 3877 D Employee Stock Option (Right to Buy) 214.25 2032-03-15 Common Stock 7037 D Employee Stock Option (Right to Buy) 208.13 2033-03-28 Common Stock 4007 D Includes 140 restricted stock units representing the right to receive shares of common stock upon vesting ("RSUs") that are scheduled to vest on April 1, 2024, subject to certain forfeiture and accelerated vesting provisions; 490 RSUs that are scheduled to vest evenly on April 1, 2024 and April 1, 2025, subject to certain forfeiture and accelerated vesting provisions; 552 RSUs that are scheduled to vest evenly on April 1, 2024, April 1, 2025 and April 1, 2026, subject to certain forfeiture and accelerated vesting provisions; 138 earned but unvested performance share units representing the right to receive shares of common stock upon vesting ("PSUs") that are scheduled to vest on April 1, 2024, subject to certain forfeiture and accelerated vesting provisions; and 378 earned but unvested PSUs that are scheduled to vest evenly on April 1, 2024 and April 1, 2025, subject to certain forfeiture and accelerated vesting provisions. Vested as to 758 shares on each of March 18, 2017 and March 18, 2018. Vested as to 895 shares on each of April 1, 2018 and April 1, 2019. Vested as to 897 shares on each of April 1, 2018, April 1, 2019 and April 1, 2020. Vested as to 809 shares on April 1, 2018 and as to 807 shares on each of April 1, 2019, April 1, 2020 and April 1, 2021. Vested as to 1 share on April 1, 2019 and as to 589 shares on each of April 1, 2020, April 1, 2021 and April 1, 2022. Vested as to 481 shares on each of April 1, 2021, April 1, 2022 and April 1, 2023. Vested as to 503 shares on April 1, 2021 and as to 501 shares on each of April 1, 2022 and April 1, 2023. The remaining portion of the option is scheduled to vest as to 501 shares on April 1, 2024, subject to certain forfeiture and accelerated vesting provisions. Vested as to 970 shares on April 1, 2022 and as to 969 shares on April 1, 2023. The remaining portion of the option is scheduled to vest as to 969 shares on each of April 1, 2024 and April 1, 2025, subject to certain forfeiture and accelerated vesting provisions. Vested as to 1,760 shares on April 1, 2023. The remaining portion of the option is scheduled to vest as to 1,759 shares on each of April 1, 2024, April 1, 2025 and April 1, 2026, subject to certain forfeiture and accelerated vesting provisions. Vests in four annual installments of 25% beginning April 1, 2024, subject to certain forfeiture and accelerated vesting provisions. Exhibit List: Exhibit 24--Power of Attorney /s/ Roderick J. West 2023-09-05 EX-24 2 exhibit24.txt EXHIBIT 24--POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rhonda M. Taylor, Christine L. Connolly, and Elizabeth S. Inman, each of whom may act individually, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Dollar General Corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission ("SEC") and any stock exchange or similar authority; (3) complete, execute and file a Form ID or such other document or documents as may be required from time to time by the SEC to enable the filing of such Form 3, 4 or 5; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that each of the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th day of August, 2023. /s/ Roderick J. West Roderick J. West