0001062993-21-012327.txt : 20211207 0001062993-21-012327.hdr.sgml : 20211207 20211207163941 ACCESSION NUMBER: 0001062993-21-012327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garratt John W CENTRAL INDEX KEY: 0001646121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11421 FILM NUMBER: 211476471 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR GENERAL CORP CENTRAL INDEX KEY: 0000029534 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 610502302 STATE OF INCORPORATION: TN FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 BUSINESS PHONE: 6158554000 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 FORMER COMPANY: FORMER CONFORMED NAME: TURNER CAL DATE OF NAME CHANGE: 19710401 FORMER COMPANY: FORMER CONFORMED NAME: TURNER J L & SON INC DATE OF NAME CHANGE: 19710401 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-03 0000029534 DOLLAR GENERAL CORP DG 0001646121 Garratt John W 100 MISSION RIDGE GOODLETTSVILLE TN 37072 0 1 0 0 Chief Financial Officer Common Stock 2021-12-03 4 M 0 12633 92.98 A 37440 D Common Stock 2021-12-03 4 M 0 10835 117.13 A 48275 D Common Stock 2021-12-03 4 M 0 5944 154.53 A 54219 D Common Stock 2021-12-03 4 S 0 23112 223.1959 D 31107 D Common Stock 2021-12-03 4 S 0 6300 223.6979 D 24807 D Employee Stock Option (Right to Buy) 92.98 2021-12-03 4 M 0 12633 0 D 2028-03-21 Common Stock 12633 6877 D Employee Stock Option (Right to Buy) 117.13 2021-12-03 4 M 0 10835 0 D 2029-03-20 Common Stock 10835 10832 D Employee Stock Option (Right to Buy) 154.53 2021-12-03 4 M 0 5944 0 D 2021-04-01 2030-03-17 Common Stock 5944 17829 D The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $222.58 to $223.575, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $223.59 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The option vested as to 5,756 shares on April 1, 2020 and as to 6,877 shares on April 1, 2021. The number of securities reported in the first row of Column 9 represents 6,877 options that are scheduled to vest on April 1, 2022. The option vested as to 5,419 shares on April 1, 2020 and as to 5,416 shares on April 1, 2021. The number of securities reported in the second row of Column 9 represents 5,416 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023. The number of securities reported in the third row of Column 9 represents 5,943 options that are scheduled to vest on each of April 1, 2022, April 1, 2023, and April 1, 2024. /s/ John Garratt 2021-12-07