0000029534-20-000048.txt : 20200602 0000029534-20-000048.hdr.sgml : 20200602 20200602160225 ACCESSION NUMBER: 0000029534-20-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garratt John W CENTRAL INDEX KEY: 0001646121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11421 FILM NUMBER: 20936931 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR GENERAL CORP CENTRAL INDEX KEY: 0000029534 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 610502302 STATE OF INCORPORATION: TN FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 BUSINESS PHONE: 6158554000 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 FORMER COMPANY: FORMER CONFORMED NAME: TURNER CAL DATE OF NAME CHANGE: 19710401 FORMER COMPANY: FORMER CONFORMED NAME: TURNER J L & SON INC DATE OF NAME CHANGE: 19710401 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-05-29 0000029534 DOLLAR GENERAL CORP DG 0001646121 Garratt John W 100 MISSION RIDGE GOODLETTSVILLE TN 37072 0 1 0 0 EVP & Chief Financial Officer Common Stock 2020-05-29 4 M 0 5031 66.69 A 26409 D Common Stock 2020-05-29 4 M 0 10002 74.72 A 36411 D Common Stock 2020-05-29 4 M 0 7829 65.35 A 44240 D Common Stock 2020-05-29 4 M 0 22138 70.68 A 66378 D Common Stock 2020-05-29 4 S 0 38332 187.7417 D 28046 D Common Stock 2020-05-29 4 S 0 6668 188.659 D 21378 D Employee Stock Option (Right to Buy) 66.69 2020-05-29 4 M 0 5031 0 D 2024-12-03 Common Stock 5031 0 D Employee Stock Option (Right to Buy) 74.72 2020-05-29 4 M 0 10002 0 D 2025-03-17 Common Stock 10002 0 D Employee Stock Option (Right to Buy) 65.35 2020-05-29 4 M 0 7829 0 D 2025-12-02 Common Stock 7829 0 D Employee Stock Option (Right to Buy) 70.68 2020-05-29 4 M 0 22138 0 D 2027-03-22 Common Stock 22138 15548 D The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $187.47 to $188.30, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $188.47 to $189.035, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The option exercised vested as to 1,260 shares on December 3, 2015 and as to 1,257 shares on each of December 3, 2016, December 3, 2017 and December 3, 2018. The option exercised vested as to 2,502 shares on April 1, 2016 and as to 2,500 shares on each of April 1, 2017, April 1, 2018 and April 1, 2019. The option exercised vested as to 1,958 shares on December 2, 2016 and as to 1,957 shares on each of December 2, 2017, December 2, 2018 and December 2, 2019. The option exercised vested as to 9,423 shares on April 1, 2018, as to 9,421 shares on April 1, 2019 and as to 3,294 shares on April 1, 2020. The number of securities reported in the fourth row of Column 9 represents 6,127 options that vested on April 1, 2020 and 9,421 options that are subject to time-vesting criteria which are scheduled to vest on April 1, 2021. /s/ John Garratt 2020-06-02