-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQZcJxt/9NBII1Lc3DPVRsEegVDg8UWPEeTYU9dOCOUZ4xf+ViTLGAHGXRZxVGkM p+5PQq3lOM3VpyuPC7co4Q== 0000029534-03-000171.txt : 20030917 0000029534-03-000171.hdr.sgml : 20030917 20030917151050 ACCESSION NUMBER: 0000029534-03-000171 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030917 ITEM INFORMATION: FILED AS OF DATE: 20030917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR GENERAL CORP CENTRAL INDEX KEY: 0000029534 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 610502302 STATE OF INCORPORATION: TN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11421 FILM NUMBER: 03899439 BUSINESS ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 BUSINESS PHONE: 6158554000 MAIL ADDRESS: STREET 1: 100 MISSION RIDGE CITY: GOODLETTSVILLE STATE: TN ZIP: 37072 FORMER COMPANY: FORMER CONFORMED NAME: TURNER CAL DATE OF NAME CHANGE: 19710401 FORMER COMPANY: FORMER CONFORMED NAME: TURNER J L & SON INC DATE OF NAME CHANGE: 19710401 8-K 1 f8k91703401kblackout.htm Form 8-K

SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549


_________________


FORM 8-K


Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934



Date of Report (Date of earliest event reported):  September 17, 2003


Dollar General Corporation

(Exact Name of Registrant as Specified in Charter)



Tennessee


001-11421


61-0502302


(State or Other Jurisdiction

of Incorporation)


(Commission File Number)


(I.R.S. Employer

Identification No.)


100 Mission Ridge

Goodlettsville, Tennessee



37072


(Address of Principal Executive Offices)


(Zip Code)


Registrant’s telephone number, including area code:   (615) 855-4000




ITEM 11.

TEMPORARY SUSPENSION OF TRADING UNDER REGISTRANT’S EMPLOYEE BENEFIT PLANS


On September 17, 2003, the Registrant received notice pursuant to Section 101(i)(2)(E) of the Employee Retirement Income Security Act of 1974 that the administrator of the Dollar General Corporation 401(k) Savings and Retirement Plan (the “Plan”) had changed and, as a result, Plan participants temporarily would be unable to change investment elections or contribution percentages, apply for a loan, or request withdrawals or distributions from the Plan.


On September 17, 2003, the Registrant sent the following notice to its directors and executive officers:


This notice is to inform you that you (and any person living with you) may not directly or indirectly buy, sell, gift, or otherwise acquire or transfer any Dollar General securities (such as common stock, options, and restricted stock) from the period expected to begin during the week of October 19, 2003 and end during the week of November 16, 2003 (the “Blackout Period”). You can determine whether the Blackout Period has started or ended during these weeks by contacting the Benefits Service Center toll-free at (877)-885-5735 or Christine Connolly at the address or telephone number listed below. This is a special Blackout Period required by the federal securities laws (Regulation BTR) and is independent of the Dollar General securities trading calendar. You must disgorge to Dollar General any profit (or loss avoided) derived from a trade made in violation of this blackout. In addition, a violation could result in SEC a ction against you.


This trading blackout has been declared because participants in the Dollar General Corporation 401(k) Savings and Retirement Plan, which offers Dollar General common stock as an investment alternative, temporarily will be unable to change investment elections or contribution percentages, apply for a loan, or request withdrawals or distributions from the 401(k) Plan during the Blackout Period as a result of a change in the Plan administrator. Accordingly, Regulation BTR prohibits Dollar General directors and executive officers from engaging in any transaction (not just transactions in the 401(k) Plan) affecting Dollar General securities during the Blackout Period. Although certain exceptions apply, we have chosen not to include them in this notice since the Blackout Period is occurring during an otherwise closed trading window.


The limitation imposed by Regulation BTR on your ability to conduct transactions in Dollar General securities will automatically terminate upon the end of the Blackout Period. Note, however, that you must continue to comply with the Dollar General securities trading calendar even after the Blackout Period has ended.


If you have any questions regarding this notice, you may contact Christine Connolly, 100 Mission Ridge, Goodlettsville, TN 37072, (615) 855-5170.




SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


Date:  September 17, 2003

 

DOLLAR GENERAL CORPORATION

    
    
  

By:

/s/ Susan S. Lanigan

   

Susan S. Lanigan

Vice President, General Counsel and Corporate Secretary


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