0001246360-13-001355.txt : 20130214 0001246360-13-001355.hdr.sgml : 20130214 20130214204009 ACCESSION NUMBER: 0001246360-13-001355 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 13617251 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 5 1 form.xml PRIMARY DOCUMENT X0306 5 2012-12-31 false 0 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 true true false false President & CEO Diodes Incorporated Common Stock 33550 I Custodial Diodes Incorporated Common Stock 4200 I By Son-in-Law Diodes Incorporated Common Stock 2012-08-17 5 G false 90000 0 A 120000 I By Daughter Diodes Incorporated Common Stock 2012-08-17 5 G false 90000 0 D 260000 I Revocable Trust Diodes Incorporated Common Stock 2012-08-29 5 G false 80000 0 A 80000 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 2012-08-29 5 G false 321783 0 A 401783 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 2012-08-29 5 G false 321783 0 D 679950 D Diodes Incorporated Common Stock 2012-08-29 5 G false 80000 0 D 180000 I Revocable Trust Diodes Incorporated Common Stock 2012-11-30 5 G false 75000 0 A 476783 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 2012-11-30 5 G false 75000 0 D 105000 I Revocable Trust These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. These shares belong to the reporting persons son in law, who shares reporting persons household, which include both restricted stock units and common stock. The reporting person disclaims beneficial ownership of the shares held by his son in law, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son in laws shares for purposes of Section 16 or for any other purpose. This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting persons household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughters shares for purposes of Section 16 or for any other purpose. Richard D. White as Power of Attorney for Keh-Shew Lu 2013-02-14