0001209191-23-032704.txt : 20230526 0001209191-23-032704.hdr.sgml : 20230526 20230526191336 ACCESSION NUMBER: 0001209191-23-032704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 23971025 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-24 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO 0 Diodes Incorporated Common Stock 2023-05-24 4 A 0 6000 0.00 A 117588 D Diodes Incorporated Common Stock 2023-05-26 4 F 0 984 95.81 D 116604 D Diodes Incorporated Common Stock 2023-05-26 4 S 0 3000 96.40 D 286492 I Texastac Investments, LP Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 285801 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 6000 I The Lu Family Foundation Diodes Incorporated Common Stock 4700 I The Lu 2017 Irrevocable Trust Diodes Incorporated Common Stock - Performance Stock Units 106000 D Restricted stock units vest in four equal installments beginning 05/26/2024. Granted under Rule 16b-3 Plan. Vested restricted stock unit shares were automatically withheld to cover income tax. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.20 to $96.60, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Brett R. Whitmire as Power of Attorney for Keh-Shew Lu 2023-05-26