0001209191-21-049105.txt : 20210802
0001209191-21-049105.hdr.sgml : 20210802
20210802174802
ACCESSION NUMBER: 0001209191-21-049105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210729
FILED AS OF DATE: 20210802
DATE AS OF CHANGE: 20210802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU KEH SHEW
CENTRAL INDEX KEY: 0001196531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-25577
FILM NUMBER: 211137152
MAIL ADDRESS:
STREET 1: C/O DIODES INC
STREET 2: 3050 E HILLCREST DR
CITY: WESTLAKE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIODES INC /DEL/
CENTRAL INDEX KEY: 0000029002
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 952039518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-987-3900
MAIL ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-29
0
0000029002
DIODES INC /DEL/
DIOD
0001196531
LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200
PLANO
TX
75024
1
1
0
0
President & CEO
Diodes Incorporated Common Stock
2021-07-29
4
M
0
5000
27.92
A
390538
D
Diodes Incorporated Common Stock
2021-07-29
4
S
0
4300
80.0008
D
386238
D
Diodes Incorporated Common Stock
2021-07-29
4
S
0
2700
80.3658
D
383538
D
Diodes Incorporated Common Stock
2021-07-30
4
M
0
15000
27.92
A
398538
D
Diodes Incorporated Common Stock
2021-07-30
4
S
0
4300
80.5016
D
394238
D
Diodes Incorporated Common Stock
2021-07-30
4
S
0
4300
81.00
D
389938
D
Diodes Incorporated Common Stock
2021-07-30
4
S
0
4300
81.5142
D
385638
D
Diodes Incorporated Common Stock
2021-07-30
4
S
0
16800
81.3884
D
368838
D
Diodes Incorporated Common Stock
2021-08-02
4
M
0
25000
27.92
A
393838
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
4300
83.1782
D
389538
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
4300
83.1859
D
385238
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
4300
83.00
D
380938
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
4300
83.5017
D
376638
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
4300
84.00
D
372338
D
Diodes Incorporated Common Stock
2021-08-02
4
S
0
18200
83.2369
D
354138
D
Diodes Incorporated Common Stock
46150
I
Custodial
Diodes Incorporated Common Stock
421671
I
Lu Grandchildren's Trust
Diodes Incorporated Common Stock
55655
I
The Lu Family Foundation
Diodes Incorporated Common Stock
4700
I
The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units
220519
D
05/27/14 DIOD NQSO
27.92
2021-07-29
4
M
0
5000
0.00
D
2015-05-26
2022-05-27
Diodes Incorporated Common Stock - Diodes
5000
75000
D
05/27/14 DIOD NQSO
27.92
2021-07-30
4
M
0
15000
0.00
D
2015-05-26
2022-05-27
Diodes Incorporated Common Stock - Diodes
15000
60000
D
05/27/14 DIOD NQSO
27.92
2021-08-02
4
M
0
25000
0.00
D
2015-05-26
2022-05-27
Diodes Incorporated Common Stock - Diodes
25000
35000
D
Exercised under a 10b5-1 plan.
Sold under a 10b5-1 plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.47, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 to $82.02, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
2021-08-02