0001209191-21-040712.txt : 20210615 0001209191-21-040712.hdr.sgml : 20210615 20210615181439 ACCESSION NUMBER: 0001209191-21-040712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 211019963 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2021-06-11 4 M 0 5000 19.27 A 399238 D Diodes Incorporated Common Stock 2021-06-11 4 S 0 4200 77.0005 D 395038 D Diodes Incorporated Common Stock 2021-06-15 4 M 0 5000 19.27 A 400038 D Diodes Incorporated Common Stock 2021-06-15 4 S 0 4200 78.0317 D 395838 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 421671 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 55655 I The Lu Family Foundation Diodes Incorporated Common Stock 4700 I The Lu 2017 Irrevocable Trust Diodes Incorporated Common Stock - Performance Stock Units 220519 D 05/21/12 DIOD NQSO 19.27 2021-06-11 4 M 0 5000 0.00 D 2013-05-26 2022-05-21 Diodes Incorporated Common Stock - Diodes 5000 5000 D 05/21/12 DIOD NQSO 19.27 2021-06-15 4 M 0 5000 0.00 D 2013-05-26 2022-05-21 Diodes Incorporated Common Stock - Diodes 5000 0 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. Brett R. Whitmire as Power of Attorney for Keh-Shew Lu 2021-06-15