0001209191-21-033698.txt : 20210518 0001209191-21-033698.hdr.sgml : 20210518 20210518182056 ACCESSION NUMBER: 0001209191-21-033698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 21937681 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-14 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2021-05-14 4 M 0 17602 19.27 A 398504 D Diodes Incorporated Common Stock 2021-05-14 4 S 0 8500 71.0338 D 390004 D Diodes Incorporated Common Stock 2021-05-14 4 S 0 6461 72.0002 D 383543 D Diodes Incorporated Common Stock 2021-05-18 4 F 0 664 70.01 D 382879 D 05/21/12 DIOD NQSO 19.27 2021-05-14 4 M 0 17602 0.00 D 2013-05-26 2022-05-21 Diodes Incorporated Common Stock - Diodes 17602 52398 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.205, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Vested restricted stock unit shares were automatically withheld to cover income tax. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013. Brett R. Whitmire as Power of Attorney for Keh-Shew Lu 2021-05-18