0001209191-21-016433.txt : 20210302 0001209191-21-016433.hdr.sgml : 20210302 20210302183030 ACCESSION NUMBER: 0001209191-21-016433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 21705881 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock - Performance Stock Units 2021-03-01 4 A 0 63000 0.00 A 270100 D Diodes Incorporated Common Stock - Performance Stock Units 2021-03-01 4 F 0 57627 81.94 D 212473 D Diodes Incorporated Common Stock 442902 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 421671 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 55655 I The Lu Family Foundation Diodes Incorporated Common Stock 4700 I The Lu 2017 Irrevocable Trust The Target Performance was achieved and the 2018 PSU Award was vested at 200%. These performance stock unit shares were automatically withheld to cover income tax on the vested 2018 performance award. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Brett R. Whitmire as Power of Attorney for Keh-Shew Lu 2021-03-02