0001209191-20-053733.txt : 20201005 0001209191-20-053733.hdr.sgml : 20201005 20201005171144 ACCESSION NUMBER: 0001209191-20-053733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 201224439 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2020-10-01 4 M 0 35000 29.21 A 469886 D Diodes Incorporated Common Stock 2020-10-01 4 M 0 35000 23.35 A 504886 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4497 57.00 D 500389 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4392 57.15 D 469077 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4494 57.35 D 495895 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4390 57.45 D 464687 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4491 57.70 D 491404 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4387 57.85 D 460300 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4488 58.00 D 486916 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4385 58.15 D 455915 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4485 58.35 D 482431 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4383 58.45 D 451532 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4482 58.70 D 477949 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4380 58.85 D 447152 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4480 59.00 D 473469 D Diodes Incorporated Common Stock 2020-10-01 4 S 0 4378 59.15 D 442774 D Diodes Incorporated Common Stock 2020-10-05 4 M 0 5000 29.21 A 447774 D Diodes Incorporated Common Stock 2020-10-05 4 M 0 5000 23.35 A 452774 D Diodes Incorporated Common Stock 2020-10-05 4 S 0 4477 59.35 D 448297 D Diodes Incorporated Common Stock 2020-10-05 4 S 0 4376 59.45 D 443921 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 700000 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 56015 I The Lu Family Foundation Diodes Incorporated Common Stock 4700 I The Lu 2017 Irrevocable Trust Diodes Incorporated Common Stock - Performance Stock Units 251818 D 05/26/11 DIOD NQSO 29.21 2020-10-01 4 M 0 35000 0.00 D 2012-05-26 2021-05-26 Diodes Incorporated Common Stock - Diodes 35000 10000 D 05/26/11 DIOD NQSO 29.21 2020-10-05 4 M 0 5000 0.00 D 2012-05-26 2021-05-26 Diodes Incorporated Common Stock - Diodes 5000 5000 D 06/06/13 DIOD NQSO 23.35 2020-10-01 4 M 0 35000 0.00 D 2014-07-01 2021-06-06 Diodes Incorporated Common Stock - Diodes 35000 10000 D 06/06/13 DIOD NQSO 23.35 2020-10-05 4 M 0 5000 0.00 D 2014-07-01 2021-06-06 Diodes Incorporated Common Stock - Diodes 5000 5000 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Richard D. White as Power of Attorney for Keh-Shew Lu 2020-10-05