0001209191-20-053733.txt : 20201005
0001209191-20-053733.hdr.sgml : 20201005
20201005171144
ACCESSION NUMBER: 0001209191-20-053733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201005
DATE AS OF CHANGE: 20201005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU KEH SHEW
CENTRAL INDEX KEY: 0001196531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-25577
FILM NUMBER: 201224439
MAIL ADDRESS:
STREET 1: C/O DIODES INC
STREET 2: 3050 E HILLCREST DR
CITY: WESTLAKE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIODES INC /DEL/
CENTRAL INDEX KEY: 0000029002
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 952039518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-987-3900
MAIL ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-01
0
0000029002
DIODES INC /DEL/
DIOD
0001196531
LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200
PLANO
TX
75024
1
1
0
0
President & CEO
Diodes Incorporated Common Stock
2020-10-01
4
M
0
35000
29.21
A
469886
D
Diodes Incorporated Common Stock
2020-10-01
4
M
0
35000
23.35
A
504886
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4497
57.00
D
500389
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4392
57.15
D
469077
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4494
57.35
D
495895
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4390
57.45
D
464687
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4491
57.70
D
491404
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4387
57.85
D
460300
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4488
58.00
D
486916
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4385
58.15
D
455915
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4485
58.35
D
482431
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4383
58.45
D
451532
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4482
58.70
D
477949
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4380
58.85
D
447152
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4480
59.00
D
473469
D
Diodes Incorporated Common Stock
2020-10-01
4
S
0
4378
59.15
D
442774
D
Diodes Incorporated Common Stock
2020-10-05
4
M
0
5000
29.21
A
447774
D
Diodes Incorporated Common Stock
2020-10-05
4
M
0
5000
23.35
A
452774
D
Diodes Incorporated Common Stock
2020-10-05
4
S
0
4477
59.35
D
448297
D
Diodes Incorporated Common Stock
2020-10-05
4
S
0
4376
59.45
D
443921
D
Diodes Incorporated Common Stock
46150
I
Custodial
Diodes Incorporated Common Stock
700000
I
Lu Grandchildren's Trust
Diodes Incorporated Common Stock
56015
I
The Lu Family Foundation
Diodes Incorporated Common Stock
4700
I
The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units
251818
D
05/26/11 DIOD NQSO
29.21
2020-10-01
4
M
0
35000
0.00
D
2012-05-26
2021-05-26
Diodes Incorporated Common Stock - Diodes
35000
10000
D
05/26/11 DIOD NQSO
29.21
2020-10-05
4
M
0
5000
0.00
D
2012-05-26
2021-05-26
Diodes Incorporated Common Stock - Diodes
5000
5000
D
06/06/13 DIOD NQSO
23.35
2020-10-01
4
M
0
35000
0.00
D
2014-07-01
2021-06-06
Diodes Incorporated Common Stock - Diodes
35000
10000
D
06/06/13 DIOD NQSO
23.35
2020-10-05
4
M
0
5000
0.00
D
2014-07-01
2021-06-06
Diodes Incorporated Common Stock - Diodes
5000
5000
D
Exercised under a 10b5-1 plan.
Sold under a 10b5-1 plan.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.
Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
Richard D. White as Power of Attorney for Keh-Shew Lu
2020-10-05