0001209191-19-060505.txt : 20191213 0001209191-19-060505.hdr.sgml : 20191213 20191213182523 ACCESSION NUMBER: 0001209191-19-060505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191211 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Richard Dallas CENTRAL INDEX KEY: 0001368889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 191285607 MAIL ADDRESS: STREET 1: 3050 E. HILLCREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-11 0 0000029002 DIODES INC /DEL/ DIOD 0001368889 White Richard Dallas 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 0 1 0 0 Corporate Secretary Diodes Incorporated Common Stock 2019-12-11 4 M 0 9000 19.28 A 88806 D Diodes Incorporated Common Stock 2019-12-11 4 M 0 20000 23.35 A 108806 D Diodes Incorporated Common Stock 2019-12-11 4 M 0 20000 29.21 A 128806 D Diodes Incorporated Common Stock 2019-12-11 4 S 0 29000 48.3152 D 99806 D Diodes Incorporated Common Stock 2019-12-11 4 S 0 20000 48.00 D 79806 D Diodes Incorporated Common Stock 2019-12-12 4 M 0 18500 29.21 A 98306 D Diodes Incorporated Common Stock 2019-12-12 4 M 0 5000 23.35 A 103306 D Diodes Incorporated Common Stock 2019-12-12 4 S 0 15000 49.00 D 88306 D Diodes Incorporated Common Stock 2019-12-12 4 S 0 8500 49.95 D 79806 D Diodes Incorporated Common Stock - Performance Stock Units 39861 D 05/24/2010 DIOD NQSO 19.28 2019-12-11 4 M 0 9000 0.00 D 2011-05-24 2020-05-24 Diodes Incorporated Common Stock - Diodes 9000 0 D 05/26/11 DIOD NQSO 29.21 2019-12-11 4 M 0 20000 0.00 D 2012-05-26 2021-05-26 Diodes Incorporated Common Stock - Diodes 20000 18500 D 05/26/11 DIOD NQSO 29.21 2019-12-12 4 M 0 18500 0.00 D 2012-05-26 2021-05-26 Diodes Incorporated Common Stock - Diodes 18500 0 D 06/06/13 DIOD NQSO 23.35 2019-12-11 4 M 0 20000 0.00 D 2014-07-01 2021-06-06 Diodes Incorporated Common Stock - Diodes 20000 5000 D 06/06/13 DIOD NQSO 23.35 2019-12-12 4 M 0 5000 0.00 D 2014-07-01 2021-06-06 Diodes Incorporated Common Stock - Diodes 5000 0 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.81, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Richard D. White 2019-12-13