0001209191-19-054465.txt : 20191030 0001209191-19-054465.hdr.sgml : 20191030 20191030111853 ACCESSION NUMBER: 0001209191-19-054465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191028 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tang Francis CENTRAL INDEX KEY: 0001363562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 191178467 MAIL ADDRESS: STREET 1: 3050 E. HILLCREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-28 0 0000029002 DIODES INC /DEL/ DIOD 0001363562 Tang Francis 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 0 1 0 0 VP,Worldwide Discrete Products Diodes Incorporated Common Stock 2019-10-28 4 M 0 17000 19.27 A 103217 D Diodes Incorporated Common Stock 2019-10-28 4 S 0 4285 44.50 D 98932 D Diodes Incorporated Common Stock 2019-10-28 4 S 0 4279 45.00 D 94653 D Diodes Incorporated Common Stock 2019-10-28 4 S 0 5982 45.50 D 88671 D Diodes Incorporated Common Stock 2980 I By Son Diodes Incorporated Common Stock - Performance Stock Units 53214 D 05/21/12 DIOD NQSO 19.27 2019-10-28 4 M 0 17000 0.00 D 2013-05-26 2022-05-21 Diodes Incorporated Common Stock - Diodes 17000 0 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013. Richard D. White as Power of Attorney for Francis Tang 2019-10-30